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THE SOCIALIST REPUBLIC OF VIETNAM MINISTRY OF CONSTRUCTION GUIDELINES AND MANUALS ON PROJECT FOR CAPACITY ENHANCEMENT IN CONSTRUCTION QUALITY ASSURANCE IN THE SOCIALIST REPUBLIC OF VIETNAM December 2013 JAPAN INTERNATIONAL COOPERATION AGENCY (JICA) Katahira and Engineers International Central Nippon Expressway Company Limited EI JR 13-258 GUIDELINES AND MANUALS GUIDELINES FOR DEVELOPING PROJECT OWNER’S MANUAL (Activity-1) OPERATION GUIDELINES FOR CONSTRUCTION PACKAGE DATABASE / CONSTRUCTION PERFORMANCE WORK EVALUATION(Activity-3) OPERATION GUIDELINES FOR CONSTRUCTION COMPANY AND CONSULTANT REGESTRATION(Activity-3) SAMPLE STANDARD SPECIFICATIONS FOR PUBLIC WORKS (Activity-5) SAMPLE CONSTRUCTION QUALITY PUBLIC WORKS(Activity-5) MANUAL GUIDING BUILDING PROCEDURES(Activity-5) MANAGEMENT FACILITY FOR MAINTENANCE SAFETY AND HEALTH MANUAL IN CONSTRUCTION(Activity-6) CASE STUDIES ON ACCIDENTS AND NEAR MISSES IN CONSTRUCTION(Activity-6) GUIDELINES FOR DEVELOPING PROJECT OWNER’S MANUAL (Activity-1) DEVELOPMENT OF PROJECT OWNER’S MANUAL August - 2013 Project for Capacity Enhancement in Construction Quality Assurance 1) Current status In Vietnam, there is a large number of non-professional Project Owners who are delegated to manage and use the state budget for the investment of construction projects. They are given big authorities and responsibilities to implement and manage construction projects from the beginning to the end. They are from various sectors like education, tourism, heath… and they do not have profession knowledge and expertise in construction including construction project management and construction quality assurance. Meanwhile, legal framework in construction project management and quality assurance in Vietnam seems to be fairly complicated in Vietnam for many of the non-professional POs. Various regulations related to construction projects have been prepared and promulgated by various organizations for various users. Interview surveys conducted in this project have clarified that provisions relevant to POs’ roles and responsibilities have been dispersed over many regulations including Laws, Decrees and Circulars, Also, overlapping of information between regulations has been reported. In addition, there are frequent changes in provisions including revision of regulations and promulgation of new regulations. These make it difficult for POs to access to necessary information for their project management. Also, guidelines or manuals which can supplement interpretation of regulations are not currently available in Vietnam, so that this also makes it difficult for POs to find, refer and apply appropriate regulations. 2) Oversea practice (Japanese practice) Technical specifications for surveys, designs and construction have been applied to most of the public-sector projects for the purpose of enhancing quality of specifications and alleviating workloads of POs to prepare tender documents. In principle in Japan, sector management State Authorities plays a leading role in standardizing technical specifications and also in developing construction quality manuals. In addition, standardized technical specifications are also applied to local government projects. Local governments are allowed to develop their own specifications, but many tend to apply MLIT standardized technical specifications. In order to support POs’ construction project management and supervision, sector management ministries are in charge of developing guidelines or manuals specialized for POs’ construction project management, supervision, testing and inspections for their project management. These manuals help stakeholders conduct their works easily, consistently and ensure good quality. Below table shows the outline of one project management manual developed by Central Nippon Expressway Company Limited. With these guidelines or manuals, POs can 1 Project for Capacity Enhancement in Construction Quality Assurance easily understand the procedures and requirements of their activities without referring to various regulations by utilizing this manual. Table 1.1 Outline of Management manual for civil engineering works Items Chapter 1 General Article 1 General rules Article 2 Order of construction works Article 3 Supplemental contents of construction documents Article 4 Responsibilities of General Supervisor, Deputy Supervisor, Chief sub-supervisor, Sub-supervisor Chapter 2 Management of construction works Article 1 Management regarding change of contraction contents Article 2 Management regarding suspending construction works Article 3 Management regarding change of term of construction works Article 4 Change of original contract price Article 5 Advanced payment and partial payment in contract term (in case of multi-year construction works) Article 6 Alteration of a contract Article 7 Procedure for road maintenance works Article 8 Matters in case of not reaching agreement of contract between project owner and contractor Article 9 Matters of exception by nonconformity of design specifications Article 10 Regarding Subcontractor, etc. Article 11 Report of disaster or accident Article 12 Considerations on entrustment of construction management Article 13 Regarding account audit Article 14 Matters of warranty against defects Chapter 3 Inspections for construction works Article 1 Purposes of inspections, kinds of inspections Article 2 Final inspection and partial final inspection Article 3 Inspection for partial completed construction works (by General supervisor) Article 4 Inspection for use of completed construction portion Article 5 Inspection for completed construction works Article 6 Direction on quality control patrol Article 7 Inspections regarding road maintenance works Article 8 Use of work piece under construction Article 9 Procedure of compensation for withered plants (Source) From NEXCO’s internal manual 2 Project for Capacity Enhancement in Construction Quality Assurance 3) Guidelines for Developing Project Owners’ Manual a Objectives Project owners’ manual is to show information on POs’ roles and responsibilities for performing construction project management and construction quality assurance to POs, consolidating regulations with provisions for state budget projects into one manual. The manual is for non-professional POs who manage state budget projects. b Time of Development Under the current status, MOC focuses more on promulgating regulations than on preparing guidelines materials. However, under the situation that anybody can be a project owner if appointed by Decision maker, MOC is recommended to develop this kind of manual as soon as possible to make POs fully understand the regulations regarding construction project management. It will contribute to enhancing cost efficiency of state budget projects. c Structures of Manual The expected manual may consist of the following 15 chapters stipulating roles and responsibilities of POs and procedures of construction project management and quality assurance. Each chapter is focused on a different aspect of project management and operation. Chapter 1: Formulation, Appraisal, Approval and Adjustment of Feasibility Studies Chapter 2: Land Acquisition Chapter 3: Project management models Chapter 4: Cost management Chapter 5: Construction Survey Chapter 6: Design Chapter 7: Tendering, Contractor selection Chapter 8: Contracting Chapter 9: Construction works Chapter 10: Construction supervision Chapter 11: Labor safety, environment protection Chapter 12: Acceptance/ Handing over Chapter 13: Account disbursement, settlement in construction projects Chapter 14: Facility Maintenance Chapter 15: Investment monitoring and evaluation 3 Project for Capacity Enhancement in Construction Quality Assurance Contents in each chapter will be taken up from Laws, Decrees, and Circulars in force. References to regulations (Laws, Decrees, Circulars, Decisions) are noted in the relevant contents, reference materials are to be listed in the last end of the manual. This will ensure the reliability of contents in the manual, and facilitate updating of manual in case of revised or new regulations are available. Supplemental explanation is to be added for interpretation of regulations. The explanation can supplement information whenever regulations are found not clear enough. These explanations should be prepared by professional experts with deep understanding of regulations and construction project management. In case contents are so specific and huge volume, there will be a reference to the original regulations for detail guidelines The annexes in each chapter include all necessary forms for each procedure which are also stipulated in regulations. d Roles of Ministries MOC requested to take responsibilities for preparing, publishing, updating and maintaining the manual. Sector ministries including local governments are encouraged to develop their own manual suited to their construction sectors. e Maintaining manual and further development Since there are frequent changes and revision of regulations, MOC is requested to frequently update the manual in an appropriate interval. This manual can be divided into several sub-manuals dealing with specific subjects. This may contribute to saving time for preparing and updating the huge volume of comprehensive manual. In the future, when Project Owner get used to use this manual, MOC is recommended to convert stipulations into manuals in order to simplify regulations. This would enhance the quality of regulations and the understanding of people about regulations including knowledge and experience of construction project implementation. This would lead to the efficiency of state budget construction investment projects. 4) Sample of Project Owners’ Manual The Project has also prepared a sample Project Owners’ Manual showing the detail information of some part of the manuals. MOC is recommended to follow this style to complete further development. Following is the Sample of Project Owners’ Manual. 4 SAMPLE MANUAL OF CONSTRUCTION PROJECT IMPLEMENTATION AND MANAGEMENT For Non-Professional Project Owners August - 2013 Project for Capacity Enhancement in Construction Quality Assurance TABLE OF CONTENTS PART INTRODUCTION 1.1 Purpose 1 1.2 Responsibility . 1 PART USER GUIDE PART CONTENT CHAPTER 1 FORMULATION, APPRAISAL, APROVAL AND ADJUSTMENT OF FEASIBILITY STUDIES 3 1.1 Responsible person for FS formualtion 3 1.2 Pre-FS 4 1.3 Feasibility Study 4 1.3.1 Contents of FS 4 1.3.2 Requirements for FS 6 1.3.3 Design in FS . 6 1.3.4 Investment amount . 8 1.3.5 Conduct FS formulation 13 1.3.6 Fee for FS formulation . 16 1.3.7 FS appraisal 17 1.3.8 FS approval . 21 1.4 Econo-technical analysis report 23 1.4.1 Contents of econo-technical analysis report . 23 1.4.2 Appraisal of econo-technical analysis report 23 1.4.3 Approval of econo-technical analysis report 24 1.5 FS adjustment . 25 1.5.1 FS adjustment 25 1.5.2 Adjustment of investment amount 26 1.6 Các biểu mẫu liên quan 27 CHAPTER 2 LAND ACQUISITION 28 CHAPTER 3 PROJECT MANAGEMENT MODELS 29 3.1 Project management models . 29 3.2 Model of direct manangement by Project Owner . 29 3.2.1 Forms of implementation 29 3.2.2 Self-implementation 30 3.2.3 Multi-project PMU 31 3.3 Model of hiring Project Management Consultant 31 3.3.1 Description . 31 3.3.2 Eligibility requirement of Team leader from Project Management Consultant . 32 3.3.3 Eligibility requirement of company in project management consultancy 33 i ... show information on? ? POs’ roles and? ? responsibilities for? ? performing? ?construction? ?project? ?management? ?and? ?construction? ?quality? ?assurance? ?to POs, consolidating regulations with provisions? ?for? ?state budget projects into one manual.? ?The? ?... Chapter 3 Inspections? ?for? ?construction? ?works Article 1 Purposes? ?of? ?inspections, kinds? ?of? ?inspections Article 2 Final inspection? ?and? ?partial final inspection Article 3 Inspection? ?for? ?partial completed? ?construction? ?works (by General supervisor) ... construction? ?projects from? ?the? ?beginning to? ?the? ?end. They are from various sectors like education, tourism, heath…? ?and? ?they do not have profession knowledge? ?and? ?expertise? ?in? ? construction? ? including construction? ? project? ? management and? ? construction? ? quality? ? assurance.
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