CONG TV cO pHAN CHlrNG KHOAN sAl GQN Eliachi: 72 Nguy~n Hu~ • Qu~n 1 • TP. HOChi Minh BAo cAo TAr CHINH Tai ngay 31 lhOng 03 nam 2013 BANG CAN £lCI K~ ToAN T~I ngay 31 !hang 03 nam 2013 Ban hanh theD T.Til' s6 9512008ITT .BTC ngay 24 thang 10 nam 2008 cua Be Tai chlnh Sira d6ltheD TMng Ill's6 16212010 ITT .BTC ngay 20 thang 10 nam 2010 cua BO Tai chlnh 90'n vi tlnh : VNE> Ma Thuy.ll TAl SAN sO mlnh SO euOi ky SO dau nam A. TAl SAN NGAN H.(\N (100=110+120+130+140+150) 100 4,918,996,327,270 4,595,293,741,775 I. TI6n va eae khoan IlI'O'ng dll'O'ng li6n 110 VI.01 2,326,178,893,677 1,712,297,012,483 1. Ti6n 111 823,178,893,677 696,567,012,483 Trang do: Ti6n glri cua nha dAu tv v6 giaD dich chli'llg khDan 820,050,893,489 695,231,794,713 2. Cae khoan 111O'ngdllO'ng li6n 112 1,503,000,000,000 1,015,730,000,000 II. Cae khoan dau Ill' till ehlnh ngan h,n 120 VI.02 1,319,336,306,653 1,776,063,689,378 1. ElAuIII ngan han 121 1,371,428,110,162 1,822,166,942,418 2 DU' phOnggiam gia dAu III ngan han 129 (52,091,803,509) (46,103,253,040) III, Cae khDan phal thu ngan h,n 130 1,262,844,017,044 1,100,593,798,651 1. Pha; Ihu cua kMch hang 131 VI.07 423,963,262,832 499.788,484,016 2. Tra lruac cho ngllO>iban 132 VI.08 6,681.570,506 3,838,358,019 3. Phcii thu nt)i be) n,=~n hiiln 133 4. Phai Ihu hoal eong giao dich eh(yng khDan 135 VI.07 111,485,566 48,511,192 5. Cae khoan phai Ihu khae 138 VI.07 l,006,920,475,722 811.353,953,245 DU' phOngphai Ihu kh6 dO;va duophOnggiam gia ch(yng 6 khoan uy IMe eAu III ngan han 139 VI,10 (174,832,777,582) (214,435,507,821) IV. Hang IOn kho 140 V. Tal san ngin han khae 150 10,637,109,896 6,339,241,263 1. Chi phi Ira lruac ngin han 151 7,555,531,292 4,428,098,616 2. Thu.l GTGT dllQ'Ckhau Iri! 152 65,848,471 119,318,128 3. Thu.l va cae khDan pha; Ihu nM nllo>e 154 4. GiaDdich mua ban lai TP ehlnh phu 157 5. Tai san ngin han khae 158 3,015,730,133 1.791,824,519 T~i ngay 31 Ihang 0.3 nam 20.13 Bang ean dOl k. toan (Iiap Iheo) Mil Thuy't TAl SAN .0 minh SO euOI kY so dau nam B. TAl SAN oAI H~N ( 20.0.=210.+220.+240.+250.+260.) 20.0. 3,222,668,949,4o.5 3,0.69,822,261,481 I Cae khoan phil! thu dal h,n 210. 1,214,572,831,0.13 1,0.93,397,637,136 1, Phai Ihu dai h~n cua khaeh hang 211 2, VOn kinh doanh 0 dan vi In,re IhuOe 212 3, Phai thu dai h~n nOi bO 213 4, Phai thu dai h,n khae 218 V1.Q9 1,265,281,968,756 1,193,537,915,32~ 5, O\l' ph6ng giam gia chtTng khoan uy thac dau III dai h~n 219 VI.1Q (50.,70.9,137,743) (10.0.,140.,278,18. • II. Till san eO djnh 210. 140.,30.9,560.,543 144,913,865,98 CON 1, Tili san cO dinh hCru hlnh 221 V1.04 21,0.86,883,271 23,984,681,0.97 cO' , Nguyangia 222 94, 269, 851,50.9 94,222,251,5o. MUNG Gia In hao mon lay M 223 (73,182,968,232) (70.,237,570.,4'( , 2, Tili san cO dinh Ihua lal chlnh 224 ~ Nguyangia 225 1 Gia iii hao mon lay M 226 ~ 3, Tili san cO dinh v6 hlnh 227 VI,Q5 119,222,677,266 12Q,929,184,888 Nguyan gia 228 155,665,147,0.84 155,665,147,0.84 Gia In hao mOn lay kd 229 (36,442,469,818) (34,735,962,196) 4. Chi phi dau III xAy d\l'ng CO' ban do dang 230. III. BAt dOng .an t •• 240. Nguyangia 241 Gia In hao mon lay kd 242 IV. Cae khoan dau t•• tal ehlnh dal h,n 250. 1,787,266,704,480. 1,748,820.,90.6,284 1, El~u III vao cOng ty eon 251 V1.Q2 342,0.0.0.,0.0.0.,0.0.0. 342,0.0.0.,0.00,0.0.0. 2, El~u III vao cOng ty lian ke1. lian doanh 252 VI,Q2 3, El~u I•• chtTng khoan dai h~n 253 VI,Q2 1,0.34,451 ,943,7Q9 1,0.21,342,587,931 ChtTng khoan s!n sang d' Mn 254 1,0.34,451 ,943,7Q9 1,0.21,342,587,931 ChtTng khoan nam glCr den ngay dao h~n 255 4, El~u III dai h~n khae 258 VI,Q2 548,616,990.,0.00 548,616,990.,000. 5, O\l' ph6ng giam gia ehLrng khoan va d~u III dal h~n khilc 259 VI,Q2 (137,80.2,229,229) (163,138,671,847) V. Till san dal h,n khile 260. 80.,519,853,369 82,689,852,0.76 1. Chi phi Ira I",&e dai h~n 261 VI,Q3 6,740.,0.82,716 8,861,760.,393 2, Tili san thue thu nhap hoM I~i 262 VI,16 50.,139,595,847 52,687,916,671 3, Tien nOp Qu9 hO irQ' Ihanh loan 263 VI,06 17,482,911 ,796 14,982,911,796 4, Tili san dai h~n khae 268 6,157,263,210. 6,157,263,210. TONG CONG TAl SAN (270.=10.0.+20.0.) 270. 8,141,665,276,675 7,665,116,0.0.3,256 T.i ngay 31 thang 03 nam 2013 Bang can clOik6 loan (Iiop Iheo) Ma Thuyoll NGUONVON 50 minh SO cuOI kY s6 tt~u n1im A. N17PHAI TRA (300=310+330) 300 2,989,823,074,329 2,676,923,165,630 I. NQ'ngin h.n 310 2,989,823,074,329 2,676,923,165,630 1. Yay va nQ'ngin h.n 311 VI.17 161,101,895,136 357,728,021,077 2. PM; tra ngltal Mn 312 8,441,948,580 9,234,113,425 3. NgU'ai mua tra tit\n trU'6'c 313 VJ.12 99,361,073,750 99,049,773,750 4. Thu. va cac khoan pMI nQpNha nltac 314 VI.14 41,036,618,754 18,442,549,211 5. Pha; tra ngltal lao clQng 315 17,922,140 53,077,997 6. Chi phi phal tra 316 VJ.l1 19,427,800,687 10,057,038,337 ••• 7. Phal Ira nQ;bQ 317 0, - 8. Cac khoan phal Ira, phal nQpngin h.n khac 319 VI.13 1,735,095,680,844 1,191,022,103.916 , ". 9. PMI tra ho.t clQngglao dich ch"ng khoan 320 VI.18 851,243,655,394 910,301,627,487 'HJ 10. Phal Ira hQcOt"c, gOcva lal tral phleu 321 6,502,283,505 4,474,923,850 11. PMI Ira 10 ch"c phat hanh ch"ng khoan 322 605,427,160 605,427,160 KH 12. Quy khen Ihltang phllc lQ'i 323 66,237,822,925 75,065,576,088 GO 13. Glao dich mua Mn 1.1Ira; phieu Chlnh phu 327 OC 14. Doanh thu chlta th\l'c hlan ngin h.n 328 750,945,454 888,933,332 D\l' phong pMi tra ngin h.n = 15. 329 II. NQ'dal h.n 330 1. Phal tra dai h.n ngltal ban 331 2. PMi tra dal h.n nQibQ 332 3. Phai Ira dai h.n khac 333 4. Yay va nQ'dai h.n 334 5, Thue Ihu nhap hoan I.i phai tra 335 6. D\l' phong trQ'C<lpmit viac lam 336 7. D\l' phOngphai tra dai h.n 337 8. Doanh thu chlta Ih\l'c hian dai h.n 338 9 Quy phal trlen khoa hoc va cOng ngha 339 10 D\l' phong bOithltang Ihlal h.i cho nha clAulit 359 B. NGUON VON CHU 56' HO'U 400 5,151,842,202,346 4,988,192,837,626 I. VOnchu sa hliu 410 VJ.15 5,151,842,202,346 4,988,192,837,626 1. VOnclAutit cua chu sa hliu 411 3,537,949,420,000 3,526,117,420,000 2. Thang dlt vOn cOphAn 412 344,944,356,378 340,921,476,378 3. VOnkhac cua chu sa hliu 413 4. COphieu quy 414 (89,246,186,000) (89,246,186,000) 5. CMnh lach c1anhgia 1.1tai san 415 6. ChAnh lach tY gia hOicloai 416 7. Quy clAutit, phat trien 417 8. Quy d\l' phong tai chlnh 418 289,383,181,436 289,383, 181,436 g. Quy khac thuQcvOn chu sa hliu 419 10. lQ'i nhuan sau Ihue chlta phan phOI 420 1,068,811,430,532 921,016,945,812 TONG CONG NGUON VON(440=300+400) 440 8,141,665,276,675 7,665,116,003,256 T~i ngay 31 thang 03 ntlm 2013 Bang cAn dOl kAlaan (11Apthea) cAc CHITIEU NGOAI BANG CAN eOI K~ ToAN CHITI~U 1. Tal san eO C!lnhthuA ngoal 2. V~t hI nh~n gift h(l 3. NQ'kh6 d61dA xli Iy 4. Ngo(ll t~ cae lo,i 5. NguOn vOn khau hao Mill Thuy~t s6 minh 001 002 003 004 005 SO cuOI ky SOd.!u ky 6. Chling khoan hpu ky 006 6.1 Chling kholm glao djch 007 6.1.1 Chling khoan giao dich cUa thanh vilm hpuky 008 6.1.2 Chling khoan giao dich cUa khSch hang trong nU'&c 009 6.1.3 Chling khoan giao dich cUa khach hang nU'6c ngoai 010 6.1.4 ChCmgkhoan giao dich cUa t6 chlic khac 011 6.2 Chting khoan t{lmngii'ng glao dich 012 6.2.1 Chling khoan tGlmnglmg giaa dich cUa thanh vil1lnIltU ky 013 6.2.2 Chling khoan ~m ngllng giao dieh eua kMch hang trong nlJ'6'c 014 6.2.3 Chling khoan tGl-mngltng g;ao dich eua khach hang mrac ngoa; 015 6.2.4 Chung khoan tGl-mngCrnggiaa dieh eua t6 ch(rc kMe 016 6.3 Chling khoan cam c6 017 6.3.1 Chung khoan dim c6 cua thanh vil1ln1lJ'Uky 018 6.3.2 Chling khoan dim ell eua khach hang trong nU'6'c 019 6.3.3 Chling khoan clm ell cUa kMch himg nU'6'cngoai 020 6.3.4 Chling khoan clm ell cUa t6 ch(rc khac 021 6.4 Ch(mg khoan t{lm gl(; 022 6.4.1 Chling khoan t~m gilt cUa thanh vibn h.fUky 023 6.4.2 Chling khoan ~m gilt cUa kMch Mng trong Olr6'c 024 6.4.3 Ch(mg khotm tGlmgiCreua kMch hang nU'6'cngoa; 025 6.4.4 Chling khoan ~m giCrcUa t6 ch(rc kMc 026 ~ 12,346,766,430,000 13,269,603,970,000 r0 10,663,501,630,000 11,763,352,280,000 216,637,440,000 547.882.530,000 .N 8.811.451.220.000 9.578.229.100.000 o.4N 1,635.412.970,000 1,637.240.650.000 ~ 156,074,680,000 179,044,560,000 .~ 300.000.000 155.429.680,000 173,199.560.000 645.000.000 5.545.000,000 675,969,260,000 646,344,340,000 675,969.260.000 646.344,340.000 6.5 Chlmg khoan ch& thanh toan 027 6.5.1 ChlinQ khoan cha thanh toan cUa thanh vh~nh.fUky 028 6.5.2 ChlrnQ khoan cha thanh toan cUa khach hang trong nU'6'c 029 6.5.3 Chung khoan cha thanh toan cua kMch Mng mroc ngoai 030 6.5.4 Chling khoan cha thanh toan g;ao dich eua t6 chlic kMc 031 6.6 Chling khoan phong t6a ch& rut 032 6.6.1 Chling khoan phong toa ch<'1rut cUa thanh ViE!OlltU ky 033 6.6.2 Chling kho.in phong toa cha rut cUa khBch Mng trong nlJ'6'c 034 6.6.3 Chting khoan phong toa ch6' rut eua khach Mng nll'6'c ngoai 035 6.6.4 Chting khoan phong t6a ch<'1rut giao dich cUa t6 chlic kMc 036 6.7 Chfing khoan ch6' giao dich 037 6.7.1 Chling khotm cha giao dieh cUa thanh vien 1lJ'Uky 036 6.7.2 Chling khoan eha giao dieh cUa kMch Mng trong nU'6'c 039 6.7.3 Chling khoan ch<'1giao dich cUa khBch Mng nU'6'engoai 040 6.7.4 Chling khoan ch<'1giao dich giao dich cUa t6 chlic kMc 041 6.8 Chlmg khoan kj quy (Jambao khoan vay 042 6.8.1 Chling khoan ky quy dam bao khoan yay eua thanh vien lltU ky 043 6 8 2 ChCmQkhoan ky quy dam baa khoan yay cUa khach Mng trong 044 mroc 6.8.3 Ch~9 khatm ky quy dam bao khoan yay eua kMch Mng nU'6'c 045 ngUdI 6 8 Chling kho:!.lnky quy jj"am baa khoan vay giao dich eua t6 cht:rc 046 . .4 kMc 6.9 Ch(mg kho6n sfia /61glao dich 047 240,887,600,000 236.277.100.000 4.610.500.000 610,333,260,000 606.052.140,000 4.281.120,000 169,698,350,000 164.999.950.000 4,698,400,000 511,164,"0,000 506,197,630,000 4,366,810,000 T$i ngay 31 tMng 03 n~m 2013 Bang c.andOl kOtoan (tl6p theo) CHITI~U 7 Chling khoAn lvu ky c6ng ty ([{Ii chung ChV8niem yet Trang (16:' 7.1 Chling khoAn giao djch 7.1.1 Chtmg khoan giao djch cUa thanh vien 1l1Uky 7.1.2 Chtmg khoan glao djch eua khach Mng trong nlJ'6oc 7.1.3 Chtmg khoan giao djch cUa khach hang nU'6'engoal 7.1.4 Chtmg khoan giao djch cUa t6 Chlic khae 7.2 Chling khoan t{lm ngtmg giao djch 7.2.1 ChtmQ khoan ~m ngC""9 giao djch cUa thanh vien hlu ky 7.2.2 Chtmg khotm ~m ngCrnggiao djch eua kMeh hang trong ntr&c 7.2.3 Chlrng khoan ~m ngCmggiao djch cua khach hang nU'&cngoai 7.2.4 ChtmQ khoan l$m ngCrnggiao djch cUa t6 chlic khac 7.3 Chling khoan cam co 7.3.1 Chlmg khoan cam c6 cua thanh ViElOfllU ky 7.3.2 ChCmgkhoan cam c6 cUa khach hang trong ntr&c 7.3.3 Chlmg khoan cam c6 cUa kMch hang nl10c ngoid 7.3.4 Chli'ng khoan cam c6 cua t6 chltc kMc 7.4 ChCmgkhoan t,m gliJ' 7.4.1 Chling khoan l$m giO' cUa thanh vien 1l1Uky 7.4.2 ChLmg khoan l$m giO' cUa khach hang trong nl10c 7.4.3 Chlmg khoan l$m 9iO' eua khach hang nl10c ngoai 7.4.4 Chling khoan l$m glO' cUa t6 chLic khac 7.5 Chling khoan chO'thanh toAn 7.5.1 Chling khofm chb thanh toan cUa thanh vi~!Ohru ky 7.5.2 Chling khoan chb thanh toan cUa khach hang trong nt.t6'c 7.5.3 Chtmg khoan chb thanh toan cUa kMch hang Olr6'engoai 7.5.4 Chling khoan chb thanh toan giao djch cUa t6 chlic khac 7.6 Chling khoan phong toa chO'nit 7.6.1 Chlmg khoan phong t6a cha rut cUa thanh vien IlIU ky 7.6.2 Chlmg khoan phong t6a cha rut cUa khach hang trong nu6c 7.6.3 Chltng khoan phong t6a cho rut cUa kMch Mng nt.r6'cngoai 7.6.4 Chllng khoan phong t6a cho rut giao djch cUa to chlic kMc 7.7 Chling khoan SLra 161 glao d!ch 8 Chling khoAn chva lvu ky cua khach hang 9 Chling khoan chlla lvu ky cua c6ng ty chling khoan 10 Chling khoan nhQn uy thAc ([au g16 M' Thuy6t .6 mlnh 050 051 052 053 054 055 056 057 058 059 060 061 062 063 064 065 066 067 068 069 070 011 072 073 074 075 076 077 078 079 080 56 cu61 ky 1.361,126,500.000 1,318,215,310,000 7,221,960,000 1,281,083,640,000 29,909,710,000 7,995,000,000 1,000,000,000 6,995,000,000 32,580,440,000 32,580,440,000 2,335,750,000 2,335,750,000 56 dOu ky 839,105,300,000 794,415,700.000 7,221,730,000 759,298,770,000 21,895,200,000 7,995,000,000 1,000,000,000 6,995,000,000 32,580,440,000 32,580,440,000 4,714,160,000 4,714,160,000 Nglli>1 L~p Bi6u (jJ DU'O'ng HCru MCJI Hoang Thl Minh Thlly C;:OngTy c6 Ph~n Ch(Png Khoan Sal Gon flja chI:72 Nguy~nHu~,01, TP,HCM flien thoai:388242897;Fax:38242997 MST:0301955155 ' Ban hBnh theo T, Tll' 56 9512008 ITT -BTC ngay 24 thBng 10 n~m 2008 cua Be Tal chfnh Sua <16itheo ThOng tll' 56 162/2010 ITT -BTC ngay 20 thBng 10 n~m 2010 cua Be Tal chfnh KET QuA HO~T BONG KINH DOANH Ouy 1 nam 2013 on vi tinh:VN£l CHITIEU MA auy 1 LOy KE TV £lAu NAM£lEN CUOI sO aUYNAy Nam nav Nam trIPerc Nam nav Nam trIPerc 1 2 3 4 5 6 7 1 Ooanh thu 01 185,611,972,264 172,398,690,786 185,611,972,264 172,398,690,786 Trona <16: Oeanh thu heat c1QngmOlgl6'1chCrng khean 01,1 33,887,714,264 28,640,249,901 33,887,714,264 28,640,249,901 Oeanh thu heat c1Qngc1autll chCrng - khean, aop v6n 01.2 56,273,511,833 60,244,912,273 56,273,511,833 60,244,912,273 Oeanh thu bae Ilinh phat hanh chCrng khean 01.3 - - - - Oeanh thu c1 a iIvphat hanh chCrngkhean 01.4 - 5,061,000 - 5,061,000 Oeanh thu heat c1Qngtll van- 01,5 2,109,553,261 9,700,665,577 2,109,553,261 9,700,665,577 Oeanh thu Illu ky chCrngkhean 01.6 1,115,492,074 1,173,427,077 1,115,492,074 1,173,427,077 Oeanh thu heat c1Qnguv tMc c1Augla 01.7 - - - - Oeanh thu ehe thue scr dVng tai san 01,8 177,714,887 228,636,883 177,714,887 228,636,883 Oeanh thu khae 01.9 92,047,985,945 72,405,738,075 92,047,985,945 72,405,738,075 2 Cae khoan alam trit doanh thu 02 - - - - Ooanh thu thuan vI! hoat c1Qngklnh 3 doanh (10=01-021 10 185,611,972,264 172,398,690,786 185,611,972,264 172,398,690,786 4 Chi Dhl hoat c10na klnh doanh 11 11,199,872,116 (75,020,377,774) 11,199,872,116 (75,020,377,774) Trang <16: ChiphiWe Mp hOat~ong kinhdoanh eh(rng khoan 11.1 119,581,634,747 160,872,492,217 119,581,634,747 160,872,492,217 ChiphidV'ph6ng eh(rngkhoan 11.2 (108,381,762,631 . (235,892,869,991 (108,381,762,631 1 (235,892,869,991) LQ'Inhu~n gQp eua hoat "Qng klnh doanh 5 120=10-111 20 174,412,100,148 247,419,068,560 174,412,100,148 247,419,068,560 6 Chi phi quan I~ doanh nghle D 25 2,487,739,178 1,968,339,964 2,487,739,178 1,968,339,964 LQ'Inhu~n thu n tit hoat "Qng klnh 7 doanh f30=20-251 30 171,924,360,970 245,450,728,596 171,924,360,970 245,450,728,596 8 Thu nhap khae 31 16,282,472,289 1,510,201,351 16,282,472,289 1,510,201,351 9 Chlohl khae 32 - 496,494,000 - 496,494,000 10 LQ'Inhu~n khae ( 40=31-32) 40 16,282,472,289 1,013,707,351 16,282,472,289 1,013,707,351 11 T6ng IQ'Inhu~n kAtoan tnrere thuA 50 188,206,833,259 246,464,435,947 188,206,833,259 246,464,435,947 50=30+401 12 Chi ohl thue TNON hiAn hanh 51 37,154,620,205 34,160,381,850 37,154,620,205 34,160,381,850 13 Chi phi thuA TNON holln la l 52 2,548,321,030 - 2,548,321,030 - 14 !,.Q'I nhuin sau thuA TNON ( 60=50-51-52) 60 148,503,892,024 212,304,054,097 148,503,892,024 212,304,054,097 15 Lal co ban tren e6chillu 70 - - . - Ng alL~p Bleu OlI'ang HCPuMill KIl TDan Tnrcmg CONG TY cO pHAN CHO'NG KHOAN sAl GCN Dja chi: 72 Nguyen Hu~ - QuM 1 - TP. HO Chi Minh sAo cAo TAl CHINH Cho ky ke loan kel thuc ngay 31 Ihang 03 nam 2013 Ban hanh theo T.Til' 56 9512008 ITT -BTC ngay 24 thang 10 nl1m2008 cua Be Tai chtnh Slhl r16i theo ThOngtil' 56 16212010 ITT -BTC ngay 20 thang 10 nl1m2010 cua Be Tai chinh sAo cAo LU'U CHUYEN TIEN Te (Theo phlJ'O'ng phap gian U{,p) Quy 1 nam 2013 Dan vi CHI TIIOU Mil LOy Ke TiP DAu Nam Den CuOi 50 Nam na Na I. LlJ'u chuyen lien liP ho~t aOng kinh doanh chiPng khoan 1. L,,; nhu~n trU'6'r:thu~ 01 188,206,833,259 2. Di~u chinh cho cac khoan: KhAu hao lai san cO lljnh 02 4,651,905,442 6,504,411,543 Cac khoan lap dll phOng 03 (108,381,762,631) (235,892,869,991 ) Lai, 16 cMnh I~ch tY gia hOi lloai ch"a IhllC hi~n 04 La; 16 ho.,t 1l0ng ll~u Ill' 05 (16,493,022,244) 14,523,496,747 Chi phi lai vay 06 2,361,086,071 3. L,,; nhu~n tv ho~t 119n9kinh doanh trU'6'r: nhCmg thay 1161v6n IU'IJ119ng 08 70,345,039,897 31,599,474,246 Tllng, giam cac khoan phai Ihu 09 (174,676,741,885) (241,833,662,701 ) Tang, giam IOn kho, chling khoan ng~n h.,n 10 427,914,349,762 (460,721,686,773) Tang, giam cac Khoan phai Ira 11 490,687,303,919 832,858,814,803 Tang giam chi phi Ira Ir"ae 12 (1,005,754,999) 1,260,537,767 Tien Illi vay lla Ira 13 (2,715,534,314) (6,470,621) Thue thu nhap doanh nghi~p llll nOp 14 (9,820,919,352) Tien Ihu khac IlY ho.,lllOng kinh doanh 15 3,149,811,281 Tien chi khac IlY ho.,lllOng kinh doanh 16 (8,842,753,163) (13,334,535,497) LU'IJchuy~n ti~n thuJn tv ho~t 119n9kinh doanh 20 791,884,989,865 152,972,282,505 II, LlIu chuyAn UAn tiP ho~1 aOng aAu III 1. Tien chi llA mua s~m tai san cO llinh va cac tai san dai h.,n 21 (2,529,694,320) (727,041,551) 2. Tien Ihu, chi ve thanh Iy, nhll'Qng ban lai san cOlljnh va cac 22 1,473,942,424 lai san dai h.,n khac 3. Tien chi cho vay, mua cac GOng Cu nQ cua llcyn vi khac 23 (20,000,000,000) 4. Tien thu hOi cho'vay, ban cac cOng Cu nQ cua llcyn vi khac 26 25,000,000,000 5. Tien chi llAu Ill' gOp vOn vao llcyn vj khac 27 (52,596,083,300) (18,867,348,830) 6. Tien thu hOi ll~u tll' gOp vOn vao llcyn vi khac 28 51,979,172,000 61,838,910,500 7. Tien thu lai cho vay, cOllic va IQi nhuan 1l1l'Qcchia 29 914,742,890 8,236,953,002 LU'IJchuy~n ti~n thuJn tv ho~t 119n9I1Ju til' 30 2,768,137,270 51,955,415,545 Cho ky k~ toan k~t thuc ngay 31 thang 03 nam 2013 Bao cao Illu chuy~n tib I~ (ti~p theo) CHI T1~U Ma Nam nay NAm trll60c 50 III. LlIU chuy~n li6n lli ho~1 (I~ng tai chinh 1. Ti~n thu phat hanh cOphi~u, nhan vOng6p cua chu sa hfru 31 15.854.880,000 2. Ti~n chi tra vOng6p cho cac chu sa hfru, mua lai cOphi~u 32 cUadoanh nghiep (la phat hanh 3. Ti~n vay ngan han, dai han (llfO'Cnhan 33 740.995.512,302 4. Ti~n chi tra nO'gOcvay 34 (937,621 ,638.243) 5. Ti~n chi tra nO'thu~ tai chlnh 35 6. COtlic, IO'inhuan (la tra cho chu sa hfru 36 LU'lJ chuy~n tj~n thw;n til' hOi't 119n9tlll chlnh 40 (180,771,245,941) LlIu chuy~n tiAn thuAn trong ky 50 613,881,881,194 60 1,712,297,012,483 1,619,838,319,136 61 70 2,326,178,893,677 1,824,729,474,186 K~ Toan T,"ang 1I~~ Hoang Thl Minh Thuy Nglt6'i Lap BiAu DlIO'Ilg HiPuMid CONG TV cO pHAN CHlrNG KHOAN sAl GON Elia enl: 72 N9uy~n Hu~ • Ou$n 1 • TP. HO Chi Minh BAD CAD TAl CHINH Cho kY kll loan kill IMc n9ay 31 Ihan9 03 nam 2013 Ban Mnh thao T.TIJ' 86 9512008 ITT .BTC ngay 24 thOng 10 nam 2008 cua ~ Tai chlnh sUa c16i /hac Th6ng 1IJ'86 162120 10 ITT -BTC ngay 20 /htlng 10 nam 2010 cua ~ Ttlichlnh BAo cAo riNH HiNH BI~N £lONG VON CHU sO' HO'U CHI TI~U. Our 1- 2013 Thuyllt SO clau nam Tang trong kY Glam trong kY SO cuOI kY mlnh 1. VOn clau IIJ' cua chu sl7 hCru 3,526,117,420,000 11,832,000,000 3,537,949,420,000 2. Th$n9 ellJ'vOn cO phan 340,921,476,378 4,022.880.000 344,944,356,378 3. VOn khac cua chu sl7 hCru 4. CO phillu quy (89.246,186,000) (89,246,186,000) 5. Chenh I~en clanh 9ia lai tai san 6. CMnh I~en tY gia hOi cloal 7. Ouy clau IIJ', phal trilln 8. Ouy ell' ph6n9 lai en/nh 289.383,181,436 289,383,181,436 9. Ouy khac IhuOc vOn chU sl7 hCru 10. LQ'i nhu$n sau thull enlJ'a phan phOi 921,016,945,812 148,503,892,024 709,407,304 1,068,811,430,532 COng 4,988,192,837,626 164,358,172,024 709,407,304 5,151,842,202,346 CHI TI~U. Ouy 1- 2012 Thuyllt SO clau nam Tangtrong ky Glam trong kY SO cuOI ky mlnh 1, Von clau IIJ'cUa chu sl7 hliu 3,526,117,420,000 3,526,117,420,000 2. Th$n9 elL! vOn cO phan 340,921,476,378 340,921,476,378 3. VOn khac cua enu sl7 hliu 4. CO phillu quy (88.591,286,000) (88,591,286,000) 5. Chenh I~en clanh 9ia lai tai san 6. Chenh I~en tY 9ia hOi cloai 7. Ouy clau 11J',phat trilln 289,383,181,436 8. Ouy ell' ph6n9 tai chlnh 289,383,181,436 9. Ouy khac thuOc vOn enu sl7 hCru 182,594,264 1,027,613,055,216 10. LQ'i nhu$n sau thull chlJ'a phan phOi 815,491,595,383 212,304,054,097 Cong 4,883,322,387,197 212,304,054,097 182,594,264 5,095,443,847,030 N91J'O>1L~p Billu lib DlJ'O'ng Hliu Mill K.I Toan TlVang Hoang Thl Minh Thuy CONG TY CO pHAN CHUNG KHOAN sAl GON Elia chi: 72 Nguyen Hu~ - Qu~n 1 - TP. HOChi Minh BAo cAo TAl CHINH RI~NG Gho ky k~ loan k~l thuc ngay 31 thang 03 nam 2013 Ban lhuy&l mlnh Mo cao till chlnh SAN THUY~T MINH sAo cAo TAl CHINH Ban lhuy~t minh nay la m~l b~ ph~n khOng lh~ tach rai va phai <1l1<;7C<1ockern vai Bao cao tai chlnh quy 01 nam 2013 (chlla h<;7pnhal) cua GOngty GOph!," Ghung khoan Sa; gOn (go; tal la GOngty). I. £l~C £l1~MHO~ T £lQNG COA DOANH NGHlep 5. £l~c <11&mho~l <19ngcua doanh nghiqp lrong ky cO anh hll'ang <1&nBolo colo till chlnh 3. Nganh nghA kinh doanh : MOigiai chung khoan, tll van <1autll chung khoan, Illu ky chung khoan, tl,l'doanh chung khoan, bao lanh phat hanh chung khoan. 1. Hlnh thlrC sa hiPu v6n 2. LTnh v\l'c klnh doanh 4. T6ng s6 nhan vien GOngty cOphan Dich Vu : 375 K~t qua ho~t <1~ngkinh doanh sau thu~ quy 1/2013 cua GOng ly lai 148.503.892.024 <10ng,giam 30% so vai cung ky quy 112012 ( quy 112012 lai : 212.304.054.097 <10ng)do nguyen nhan sau: M~c du doanh lhu ho~t <1~ngmOi giai chling khoan, doanh lhu tit nghi~p Vu ky quy va doanh lhu lai ti~n glii lang han so vai cung ky ",'1m trllac lam tOng doanh lhu Q1I2013 tang 8% so vai Quy 1/2012 nhllng khoan hoan nMp dl,l' phOng Quy 112013 I~i giam 54% so vai hoan nMp dl,l' phOng cua quy 1/2012. II. NAM TAl CHiNH, ElON VI TI~N Te sO' DI,ING TRONG KI: ToAN 1. Nam till chinh Nam tai chlnh cua GOngty bat <1autit ngay 01 thang 01 va k~t thuc vao ngay 31 thang 12 hang nam. Nam tai chinh k~t thuc ngay 31 thang 12 nam 20131a nam tai chinh thli 13 cua GOng ty. 2. £Ian vi IIAn lq Slr d',mg lrong k& loan Elan vi li~n t~ Slr dung trong k~ toan la ElOngV;~t Nam (VND). III. CHuAN MI,J'CvA CH~ £lQ KI: ToAN Ap DI,ING 1. Ch& <19k& loan ap d',mg COngty ap dung Ch~ <1~k~ toan doanh nghi~p Vi~t Nam ap dung cho cac cOng ty chling khoan ban hanh theo thOng tll 95/2008m.BTC ngay 24 thang 10 nam 2008 ThOng tll 16212010m-BTC ngay 20lhang 10 nam 2010 cua B~ Tai chlnh thay th~ cho Quy~t <1inhs6 99/2000/QEl-BTC ngay 13 thang 6 nam 2000 cua B~ Ta; chlnh. 2. Tuyen b6 vA vlqc lwin lhu chwln m\l'c kA loan va ch& <19k& loan Ban T6ng Giam <16c<1ambao <1atuan thu <1ay<1uyeu cau cua Ch~ <1~K~ toan Doanh nghiep Vi~t Nam ap dung cho cac cOng ty chling khoan va cac chul," ml,l'Ck~ toan Vi~t nam ban hanh theo: •. Quy~t <1inhs6 14912001/QEl-BTC ngay 31 thang 12 nam 2001 v~ vi~c ban hanh b6n Chuan ml,l'CK~ toan Vi~t Nam (El<;711); •. Quy~t <1inhs6 165/2002lQEl-BTC ngay 31 lhang 12 nam 2002 v~ vi~c ban hanh sau Chuan ml,l'CK~ toan Vi~t Nam (El<;712); •. Quy~l "inh s6 234/2003/QEl-BTC ngay 30 thang 12 nam 2003 v~ vi~c ban hanh sau Chuan ml,l'cK~ loan Vi~l Nam (El<;713); •. Quy~t "inh s6 12/2005/QEl-BTC ngay 15 thang 2 nam 2005 v~ vi~c ban hanh sau Chuan ml,l'C K~ loan Vi~t Nam (El<;7t4); va Ban thuy~t minh nily fa mOl bO philn hr;rp thilnh va phili c1UQ'Cc1Qccimg va; bile cae tili chfnh Trang 1 [...]... 9.914.015.7 13 68. 138 .786 70. 237 .570.412 112 .31 7 .288 2.4 93. 228.5 83 332 . 233 .32 5 7.618.624 2.945 .39 7.820 1.865.967.0 53 60.994.994. 731 10.246.249. 038 75.757.410 73. 182.968. 232 Ngay 31 Ihang 12 nam 2012 855.741.755 19.771.612. 238 3. 254.191.690 1 03. 135 .414 23. 984.681.097 Ngay 31 IMng 03 nam 20 13 7 43. 424.467 17 .30 8 .38 3.655 2.921.958 .36 5 1 13. 116.790 21.086.8 83. 277 Gia tri hao mon: Ngay 31 Ihang 12 nam 2012 Tang... 12.0 23. 421.948 (87.128 .36 9.798) 39 .558.480.258 469.795.266 (35 .076.672 .32 6) 3 Kh!lu hao va cac chi phi philn bO 33 .587.852.490 5 .38 6.061.897 3. 397.914.590 6 .39 1.771.2 43 48.7 63. 600.220 4.688.274. 630 138 .015.819. 734 50.077. 037 .256 (4.574.298 .36 1) 188.206. 833 .259 LQ'i nhu~n til ho~t dQng kinh doanh trwc thul! T~i ngay 31 thang 03 nam 20 13 1 Tal san bO ph~n tr\l'Cli~p 1.199.220.187.9 23 3.5 43. 570 .31 5 .178 3. 172.427.012.826... chlnh (Ii~p Iheo) 19 Chi tlAI doanh Ihu ho~1 "{,"g "au tIP chiPng khoan, gOp vOn ("n vi tinh: VN£l) Quy 1-20 13 Quy 1-2012 COluc 29 .39 5.068 .32 0 27. 732 .30 3.700 Trai Ifrc 17. 039 .39 7.260 16.995.859. 133 La; ban cO phi~u Ira; phi~u 4.940.062. 138 3. 731 . 6 63. 637 Doanh Ihu II' doanh Ill' UTDM I~i SSIAM 3. 929.984.115 11.294.7 13. 469 969.000.000 490 .37 2 .33 4 56.2 73. 511. 833 60.244.912.2 73 Doanh Ihu ho~I"Qng "au III... (1.891.8 83. 000) (50 .33 7.512 .33 2) 3. 930 .524 ban 63. 547.657.757 117.720.575 4.148. 237 .000 74.4 63. 615 .33 2 47 .36 6 418.2 73 18 .36 6 484.005 "t 2.545.971 2.866 250.706 3. 199.1 93 2.000.000.000 4.650.000.000 53. 000.000.000 3. 268.000.000 23. 205.000.000 117.8 43. 800 86.240.8 43. 800 (1.905.600.000) (3. 252.450.000) (35 .880.000.000) (1.558.000.000) (35 7.000.000) (107.802 .30 0) ( 43. 060.852 .30 0) 94.400.000 1 .39 7.550.000... 55.679.790 .34 6 10 .34 3 .39 0 215.290.656.586 (69.959.771.647) 145 .33 0.884. 939 1.670.741 1. 134 .721 812.076 771.084 4 .38 8.622 56. 935 .268.206 38 .486 .34 0.864 26.257.616.421 10. 931 . 9 43. 924 132 .611.169.415 (20.847.262.610) (14.2 03 .31 1 .464) (271.184.421) (7.924.716 .32 4) ( 43. 246.474.819) 36 .088.005.596 24.2 83. 029.400 25.986. 432 .000 3. 007.227.600 89 .36 4.694.596 6.299 3. 750.000 800.000 999.999 6.654.826 .39 7 37 .500.000.000... 66.179.790 .34 3 654.125. 234 .34 2 - 34 2.000.000.000 34 2.000.000.000 34 2.000.000.000 34 2.000.000.000 12.6 73. 997 12.6 73. 997 10.267.000 906.998 1.499.999 548.616.990.000 548.616.990.000 5 23. 617.000.000 10.000.000.000 14.999.990.000 (95.056 .31 6 .200) (95.056 .31 6 .200) (92.4 03. 000.000) (2.6 53 .31 6 .200) 4 53. 560.6 73. 800 4 53. 560.6 73. 800 431 . 214.000.000 7 .34 6.6 83. 800 14.999.990.000 4.674.056 1.156.294 3. 517.762 124.166.942.418... chung khoan Chi phi II' doanh chung khoan Chi phi d\f ph6ng Chi phi vOn kinh doanh chung khoan c1au tv Tm ltii tien vay Chi phI khtJc Quy 1.2012 8.9 03. 189.7 03 7.997.178.777 21.2 53. 392. 833 80.560. 030 .421 31 3 .050.000 Chi phi ho~1 "Qng III van Tm ltii nhtJ Quy 1.2012 (108 .38 1 762. 631 ) 39 .404. 636 .760 3. 441.090 .31 1 ( 235 .892.869.991) 16.829.8 63. 028 3. 716.272.550 2 .36 1.086.071 33 .602.460 .37 8 81m thuy~t minh mly... T6nge(mg Nguyen gill: Ngay 31 thang 12 nam 2012 44 .33 7.012 .39 6 109.671.558.000 1.656.576.688 155.665.147.084 44 .33 7.012 .39 6 109.671.558.000 1.656.576.688 155.665.147.084 33 .140.566 .30 0 1.595 .39 5.896 34 . 735 .962.196 1.696.177 .39 8 10 .33 0.224 1.696.177 .39 8 10 .33 0.224 Tang trong ky Mua m&i PMn loal lai Giam trong ky Ban thanh If' Ngay 31 thang 03 nam 20 13 Hao mon liiy k~: Ngily 31 thang 12 nilm 2012 Tilng... quy Phal tra COng ty lien quan COng ty CP Elau tlJ' Bat "ilng san 551 HQ'ptac kinh doanh Lal hQ'ptac klnh doanh £lat C9C mOl glal mua ban troll phl~u Lal ti~n "at C9CmOl glal TI~n thue mat bling Tang trong quy 35 .255.470.0 23 35.255.470.0 23 429.029.1 73 56 cu61 quy Phal tra Glam trong quy 294.0 43. 761 39 8. 833 . 035 .546 965.910. 438 3. 244.725.000 7 23. 072. 934 37 3. 733 . 035 .546 965.910. 438 3. 244.725.000 25.100.000.000... 2.609 .39 1.520 78.2 73. 378 .38 6 13. 168.207.4 03 171.274.200 TOng c9ng Nguyen gia: Ngay 31 IMng 12 nam 2012 94.222.251.509 Tang Irong ky 30 .000.000 17.600.000 47.600.000 Mua Irong ky 30 .000.000 17.600.000 47.600.000 13. 168.207.4 03 188.874.200 94.269.851.509 Giam Irong nam Ban Ihanh /y PMn /ogi /"i Ngay 31 Ihang 03 nam 20 13 2.609 .39 1.520 78 .30 3 .37 8 .38 6 1.7 53. 649.765 58.501.766.148 9.914.015.7 13 68. 138 .786 . h~n 2.545.971 2.866 250.706 3. 199.1 93 3. 930 .524 47 .36 6 418.2 73 18 .36 6 484.005 200.000 199.650 2.140.000 190.000 714.000 2.869 3. 446.519 63. 547.657.757 ( 43. 179.889.757) 20 .36 7.768.000 117.720.575 (107.689.575) 10. 031 . 000 4.148. 237 .000 (1.891.8 83. 000) 2.256 .35 4.000 74.4 63. 615 .33 2 (50 .33 7.512 .33 2) 24.126.1 03. 000 93. 266.485. 638 (46.1 03. 2 53. 040) 47.1 63. 232 .598 2.251 .32 5.570 (1.540. 835 .570) 710.490.000 4.182. 730 .000 (1.087.509.800) 3. 095.220.200 591.586.268 (414.055 .37 0) 177. 530 .898 7.025.641. 838 (3. 042.400.740) 3. 9 83. 241.098 2.000.000.000 (1.905.600.000) 94.400.000 4.650.000.000 (3. 252.450.000) 1 .39 7.550.000 53. 000.000.000 (35 .880.000.000) 17.120.000.000 3. 268.000.000 (1.558.000.000) 1.710.000.000 23. 205.000.000 (35 7.000.000) 22.848.000.000 117.8 43. 800 (107.802 .30 0) 10.041.500 86.240.8 43. 800 ( 43. 060.852 .30 0) 43. 179.991.500 Chi. dQng kinh 4.688.274. 630 138 .015.819. 734 50.077. 037 .256 (4.574.298 .36 1) 188.206. 833 .259 doanh trwc thul! T~i ngay 31 thang 03 nam 20 13 1. Tal san bO ph~n trl'Cli~p 1.199.220.187.9 23 3.5 43. 570 .31 5 .178 3. 172.427.012.826 1.945.1 03. 6 93 7.917.162.619.620 2. Tal. 7,665,116,0.0 .3, 256 T.i ngay 31 thang 03 nam 20 13 Bang can clOik6 loan (Iiop Iheo) Ma Thuyoll NGUONVON 50 minh SO cuOI kY s6 tt~u n1im A. N17PHAI TRA (30 0 =31 0 +33 0) 30 0 2,989,8 23, 074 ,32 9 2,676,9 23, 165, 630 I. NQ'ngin