R Conte F Magri M Musette J Satsuma P Winternitz Direct and Inverse Methods in Nonlinear Evolution Equations Lectures Given at the C.I.M.E Summer School Held in Cetraro, Italy, September 5-12, 1999 Editor: Antonio M Greco 13 Authors Robert Conte CEA, Saclay, Service de Physique de l’Etat Condens´ (SPEC) e 91191 Gif-sur-Yvette CX, France Junkichi Satsuma University Tokyo, Graduate School of Mathematical Sciences Komaba 3-8-1, 153 Tokyo, Japan Franco Magri Universit` degli Studi Bicocca a Dipartimento di Matematica Via Bicocca degli Arcimbold 20126 Milano, Italy Pavel Winternitz C.R.D.E., Universit´ de Montreal e H3C 3J7 Montreal, Quebec, Canada Micheline Musette Vrije Universiteit Brussel Fak Wetenschappen DNTK Pleinlaan 2, 1050 Brussels, Belgium Antonio M Greco Universit` di Palermo a Dipartimento di Matematica Via Archirafi 34, 90123 Palermo, Italy Editor C.I.M.E activity is supported by: Ministero dell’Universit` Ricerca Scientifica e Tecnologica, Consiglio Nazionale delle a Ricerche 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at the Centro Internazionale Matematico Estivo (CIME), during the session Direct and Inverse Method in Non Linear Evolution Equations, held at Cetraro in September 1999 The lecturers were R Conte of the Service de physique de l’´tat condens´, e e CEA Saclay, F Magri of the University of Milan, M Musette of Dienst Theoretical Naturalness, Verite Universities Brussels, J Satsuma of the Graduate School of Mathematical Sciences, University of Tokyo and P Winternitz of the Centre de recherches math´matiques, Universit´ de Montr´al e e e The courses face from different point of view the theory of the exact solutions and of the complete integrability of non linear evolution equations The Magri’s lectures develop the geometrical approach and cover a large amount of topics concerning both the finite and infinite dimensional manifolds, Conte and Musette explain as Painlev´ analysis and its various extensions can e be extensively applied to a wide range of non linear equations In particular Conte deals with the ODEs case, while Musette deals with the PDEs case The Lie’s method is the main subject of Winternitz’s course where is shown as any kind of possible symmetry can be used for reducing the considered problem, and eventually for constructing exact solutions Finally Satsuma explains the bilinear method, introduced by Hirota, and, after considering in depth the algebraic structure of the completely integrable systems, presents modification of the method which permits to treat, among others, the ultra-discrete systems All lectures are enriched by several examples and applications to concrete problems arising from different contexts In this way, from one hand the effectiveness of the used methods is pointed out, from the other hand the interested reader can experience directly the different geometrical, algebraical and analytical machineries involved I wish to express my appreciation to the authors for these notes, updated to the summer 2002, and to thank all the participants of this CIME session Padua, March 2003 Antonio M Greco Contents Exact solutions of nonlinear partial differential equations by singularity analysis Robert Conte Introduction Various levels of integrability for PDEs, definitions Importance of the singularities: a brief survey of the theory of Painlev´ e The Painlev´ test for PDEs in its invariant version e 4.1 Singular manifold variable ϕ and expansion variable χ 4.2 The WTC part of the Painlev´ test for PDEs e 4.3 The various ways to pass or fail the Painlev´ test for PDEs e Ingredients of the “singular manifold method” 5.1 The ODE situation 5.2 Transposition of the ODE situation to PDEs 5.3 The singular manifold method as a singular part transformation 5.4 The degenerate case of linearizable equations 5.5 Choices of Lax pairs and equivalent Riccati pseudopotentials Second-order Lax pairs and their privilege Third-order Lax pairs 5.6 The admissible relations between τ and ψ The algorithm of the singular manifold method 6.1 Where to truncate, and with which variable? The singular manifold method applied to one-family PDEs 7.1 Integrable equations with a second order Lax pair The Liouville equation The AKNS equation The KdV equation 7.2 Integrable equations with a third order Lax pair The Boussinesq equation The Hirota-Satsuma equation The Tzitz´ica equation e 1 11 11 14 17 18 19 19 20 21 21 21 23 24 24 27 29 29 30 32 33 35 35 37 38 VIII Contents The Sawada-Kotera and Kaup-Kupershmidt equations The Sawada-Kotera equation The Kaup-Kupershmidt equation 7.3 Nonintegrable equations, second scattering order The Kuramoto-Sivashinsky equation 7.4 Nonintegrable equations, third scattering order Two common errors in the one-family truncation 8.1 The constant level term does not define a BT 8.2 The WTC truncation is suitable iff the Lax order is two The singular manifold method applied to two-family PDEs 9.1 Integrable equations with a second order Lax pair The sine-Gordon equation The modified Korteweg-de Vries equation The nonlinear Schrădinger equation o 9.2 Integrable equations with a third order Lax pair 9.3 Nonintegrable equations, second and third scattering order The KPP equation The cubic complex Ginzburg-Landau equation The nonintegrable Kundu-Eckhaus equation 10 Singular manifold method versus reduction methods 11 Truncation of the unknown, not of the equation 12 Birational transformations of the Painlev´ equations e 13 Conclusion, open problems References 43 44 45 49 49 52 53 53 54 54 55 55 57 59 59 60 60 65 68 69 72 74 76 77 The method of Poisson pairs in the theory of nonlinear PDEs Franco Magri, Gregorio Falqui, Marco Pedroni 85 Introduction: The tensorial approach and the birth of the method of Poisson pairs 85 1.1 The Miura map and the KdV equation 86 1.2 Poisson pairs and the KdV hierarchy 88 1.3 Invariant submanifolds and reduced equations 90 1.4 The modified KdV hierarchy 94 The method of Poisson pairs 96 A first class of examples and the reduction technique 101 3.1 Lie–Poisson manifolds 101 3.2 Polynomial extensions 102 3.3 Geometric reduction 103 3.4 An explicit example 104 3.5 A more general example 108 The KdV theory revisited 109 4.1 Poisson pairs on a loop algebra 109 4.2 Poisson reduction 110 4.3 The GZ hierarchy 112 4.4 The central system 113 Contents IX 4.5 The linearization process 115 4.6 The relation with the Sato approach 117 Lax representation of the reduced KdV flows 120 5.1 Lax representation 120 5.2 First example 122 5.3 The generic stationary submanifold 124 5.4 What more? 125 Darboux–Nijenhuis coordinates and separability 125 6.1 The Poisson pair 126 6.2 Passing to a symplectic leaf 128 6.3 Darboux–Nijenhuis coordinates 130 6.4 Separation of variables 131 References 134 Nonlinear superposition formulae of integrable partial differential equations by the singular manifold method Micheline Musette 137 Introduction 137 Integrability by the singularity approach 138 Băcklund transformation: definition and example 139 a Singularity analysis of nonlinear differential equations 139 4.1 Nonlinear ordinary differential equations 139 4.2 Nonlinear partial differential equations 142 Lax Pair and Darboux transformation 143 5.1 Second order scalar scattering problem 144 5.2 Third order scalar scattering problem 145 5.3 A third order matrix scattering problem 146 Different truncations in Painlev´ analysis 147 e Method for a one-family equation 149 Nonlinear superposition formula 151 Results for PDEs possessing a second order Lax pair 151 9.1 First example: KdV equation 151 9.2 Second example: MKdV and sine-Gordon equations 153 10 PDEs possessing a third order Lax pair 156 10.1 Sawada-Kotera, KdV5 , Kaup-Kupershmidt equations 156 10.2 Painlev´ test 157 e 10.3 Truncation with a second order Lax pair 158 10.4 Truncation with a third order Lax pair 158 10.5 Băcklund transformation 159 a 10.6 Nonlinear superposition formula for Sawada-Kotera 160 10.7 Nonlinear superposition formula for Kaup-Kupershmidt 161 10.8 Tzitz´ica equation 165 e References 167 X Contents Hirota bilinear method for nonlinear evolution equations Junkichi Satsuma 171 Introduction 171 Soliton solutions 172 2.1 The Burgers equation 172 2.2 The Korteweg-de Vries equation 173 2.3 The nonlinear Schrădinger equation 174 o 2.4 The Toda equation 175 2.5 Painlev´ equations 176 e 2.6 Difference vs differential 177 Multidimensional equations 180 3.1 The Kadomtsev-Petviashvili equation 180 3.2 The two-dimensional Toda lattice equation 181 3.3 Two-dimensional Toda molecule equation 184 3.4 The Hirota-Miwa equation 185 Sato theory 187 4.1 Micro-differential operators 187 4.2 Introduction of an infinite number of time variables 189 4.3 The Sato equation 192 4.4 Generalized Lax equation 194 4.5 Structure of tau functions 195 4.6 Algebraic identities for tau functions 200 4.7 Vertex operators and the KP bilinear identity 204 4.8 Fermion analysis based on an infinite dimensional Lie algebra 207 Extensions of the bilinear method 210 5.1 q-discrete equations 210 5.2 Special function solution for soliton equations 212 5.3 Ultra discrete soliton system 215 5.4 Trilinear equations 218 References 221 Lie groups, singularities and solutions of nonlinear partial differential equations Pavel Winternitz 223 Introduction 223 The symmetry group of a system of differential equations 225 2.1 Formulation of the problem 225 Prolongation 226 Symmetry group: Global approach, use the chain rule 227 Symmetry group: Infinitesimal approach 227 Reformulation 227 2.2 Prolongation of vector fields and the symmetry algorithm 228 2.3 First example: Variable coefficient KdV equation 230 2.4 Symmetry reduction for the KdV 232 2.5 Second example: Modified Kadomtsev-Petviashvili equation 235 Lie groups and solutions of nonlinear PDEs 263 Concluding comments This lecture series, presented at the 1999 CIME school in Cetraro contained two more lectures One was on nonlinear ordinary differential equations with superposition formulas and their relation to Băcklund transformations The a lecture was a brief summary of results contained in a series of articles, a list of which is attached The final sixth lecture was devoted to symmetry methods for solving difference equations The subject could be summed up as “Continuous symmetries of discrete equations” For recent references, containing references to earlier work, see the list attached 5.1 References on nonlinear superposition formulas R L Anderson, A nonlinear superposition principle admitted by coupled Riccati equations of the projective type Lett Math Phys 4, 1-7, (1980) R L Anderson, J Harnad and P Winternitz, Group theoretical approach to superposition rules for systems of Riccati equations Lett Math Phys 5, 143-148, (1981) R L Anderson, J Harnad and P Winternitz, Systems of ordinary differential equations with nonlinear superposition principles Physica D 4, 164-187, (1982) J Harnad, P Winternitz and R L Anderson, Superposition principles for matrix Riccati equations J Math Phys 24, 1062-1072, (1983) D W Rand and P Winternitz, Nonlinear superposition principles: A new numerical method for solving matrix Riccati equations Comp Phys Commun 33, 305-328, (1984) S Shnider and P Winternitz, Nonlinear equation with superposition principles and the thory of transitive primitive Lie algebras Lett Math Phys 8, 69-78, (1984) S Shnider and P Winternitz, Classification of systems of nonlinear ordinary differential equations with superposition principles J Math Phys 25, 3155–3165, (1984) M Sorine and P Winternitz, Superposition laws for nonlinear equations arising in optimal control theory IEEE Transactions, AC-30, 266-272, (1985) M A del Olmo, M A Rodriguez and P Winternitz, Simple subgroups of simple Lie groups and nonlinear differential equations with superposition principles J Math Phys 27, 14-23, (1986) 10 T C Bountis, V Papargeorgiou and P Winternitz, On the integrability of systems of nonlinear ODEs with superposition principles J Math Phys 27, 1215-1224, (1986) 11 J Beckers, V Hussin and P Winternitz, Complex parabolic subgroups of G(2) and nonlinear differential equations Lett Math Phys 11, 81-86, (1986) 264 P Winternitz 12 M A del Olmo, M A Rodriguez and P Winternitz, Superposition formulas for rectangular matrix Riccati equations J Math Phys 28, 530-535, (1987) 13 L Gagnon, V Hussin and P Winternitz, Nonlinear equations with superposition formulas and the exceptional group G(2) III The superposition formulas J Math Phys 29, 2145-2155, (1988) 14 J Beckers, L Gagnon, V Hussin and P Winternitz, Superposition formulas for nonlinear superequations J Math Phys 31, 2528-2534, (1990) 15 L Michel and P Winternitz, Families of transitive primitive maximal simple Lie subalgebras of diff(n) In L Vinet editor, Advances in Mathematical Sciences-CRM’s 25 years, CRM Proceedings and Lecture Notes, 451-479, AMS, Providence, R I.(1997) 16 B Grammaticos, A Ramani and P Winternitz, Discretizing families of linearizable equations Phys Lett A 245, 382-388, (1998) 17 A Turbiner and P Winternitz, Solutions of nonlinear ordinary differential and difference equations with superposition formulas Lett Math Phys 50, 189-201, (1999) 18 M Havliˇek, S Poˇta and P Winternitz, Nonlinear superposition formulas c s based on imprimitive group action J Math Phys 40, 3104-3122, (1999) 5.2 References on continuous symmetries of difference equations D Levi and P Winternitz, Continuous symmetries of discrete equations Phys Lett A 152, 335-338, (1991) V Dorodnitsyn, R Kozlov and P Winternitz, Lie group classification of second order difference equations J Math.Phys 41, 11-24, (1999) D Levi, S Tremblay and P Winternitz, Lie point symmetries of difference equations and lattices J.Phys.A 33, 8507-8524, (2000) D Levi and P Winternitz, Lie point symmetries and commuting flows for equations on lattices J.Phys A 35, 2249-2262, (2002) Acknowledgments I would like to thank Professor Antonio Maria Greco for inviting me to present this series of lectures I am specially indebted to him for taking upon himself the burden of reproducing the text from my hand written notes while I was temporarily incapacitated by an accident Research grants from NSERC of Canada and FCAR du Qu´bec are gratefully acknowledged e References M J Ablowitz and P A Clarkson, Solitons, nonlinear evolution equations and inverse scattering Cambridge Univ Press, Cambridge, (1991) Lie groups and solutions of nonlinear PDEs 265 M J Ablowitz, A Ramani, and H Segur, A connection between nonlinear evolution equations and ordinary differential equations of P-type J Math Phys 21, 715-721, (1980) M J Ablowitz, A Ramani, and H Segur, A connection between nonlinear evolution equations and ordinary differential equations of P-type J Math Phys 21, 1006-1015, (1980) D Arrigo, P Broadbridge, and J M Hill, Nonclassical symmetry solutions and the methods of Bluman–Cole and Clarkson–Kruskal J Math Phys 34, 4692-4703, (1993) J Beckers, J Patera, M Perroud, and P Winternitz, Subgroups of the Euclidean group and symmetry breaking in nonrelativistic 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Physicseds N H Ibragimov, M Torrisi and A ValentiKluwer, Dordrecht 1993, 387–393 List of Participants Abenda Simonetta, University of Bologna, Italy Abenda@ciram.ing.unibo.it Abrahamson Mikael, Lund University, Sweden mikab@maths.ith.se Adami Riccardo, University of Roma “La Sapienza” Italy adami@mat.uniroma1.it Anders Igor, Paris, France igor anders@yahoo.com Brugarino Tommaso, University of Palermo, Italy brugarin@unipa.it Class Waksjă, Linkăping University, Sweden o o class.waksjo@math.lin.se Conte Robert, CEA Saclay, France (lecturer) conte@spec.saclay.cea.fr Delgado Marina, University of Madrid, Spain mdelgado@alum.math.uc3m.es Greco Antonio, University of Palermo, Italy (editor) greco@gremat.math.unipa.it 10 Kamp Van der Peter, University of Amsterdam, the Netherlands peter@few.vu.nl 11 Kockelkoren Julien, CEA Saclay, France kockel@spec.saclay.cea.fr 12 Lafortune St´phane, University of Montr´al, Canada e e lafortus@crm.unomtreal.cn 13 Loris Ignace, University of Brussels, Belgium igloris@vub.ac.be 14 Magri Franco, University of Milano, Italy (lecturer) magri@vmimat.mat.unimi.it 15 Martinez Torres David, University of Madrid, Spain dmartinez@arrakis.es 276 List of Participants 16 Morgante Anna, CEA Saclay, France morgante@llb.saclay.cea.fr 17 Musette Micheline, University of Brussels, Belgium (lecturer) mmusette@vub.ac.be 18 Peruzza Rosanna, University of Palermo, Italy peruzza@dipmat.math.unipa.it 19 Rinaldi Emanuela, University of Messina, Italy rinaldi@dipmat.unime.it 20 Satsuma Junkichi, University of Tokyo, Japain (lecturer) satsuma@poisson.ms.u-tokyo.ac.jp 21 Sciacca Vincenzo, University of Palermo, Italy sciacca@dipmat.math.unipa.it 22 Sergyeyev Artur, University of Kiev, Ukrainian arthurser@imath.kiev.ua 23 Seta Luciano, University of Palermo, Italy seta@dipmat.math.unipa.it 24 Tokihiro Tetsuji, University of Tokyo, Japain toki@poisson.ms.u-tokyo.ac.jp 25 Verhoeven Caroline, University Brussels, Belgium cverhoev@vub.ac.be 26 Winternitz Pavel, University of Montr´al, Canada (lecturer) e wintern@crm.umontral.ca 27 Zalij Alexander, Kiev University, Ukrainian Zaliy@imath.kiev.ua 28 Zanoni Alberto, University of Pisa, Italy zanoni@posso.dm.unipi.it Index N -soliton solution 4, 137, 145, 156, 164 ψ-series 14, 49 singular part transformation 18, 19 AKNS equation 32, 61 AKNS system 59, 61 Băcklund a parameter 139, 150, 157, 160 Băcklund parameter 3, 5, 26 a Băcklund transformation 3, 18, 49, a 137, 139, 144, 147, 150, 152–154 auto– 3, 59, 138–140, 154, 155, 157, 159–161 bilinear 49, 59, 157 hetero– 3–5, 10, 26, 31, 35, 36, 44, 46, 59, 156, 158 Bianchi diagram 151, 160 permutability theorem 151, 160, 165 birational transformation 72, 140–142, 157 Boussinesq equation 20, 35, 54, 143, 149 modified 59 branch 14 Broer-Kaup equation 20, 59, 61 characteristic 69, 138 classical method 69 closed form complex Ginzburg-Landau equation 65 d’Alembert equation 4, 10, 21, 30, 31 Darboux covariance 144, 145 Darboux transformation 138, 140, 144, 152, 154, 155 binary 39, 145, 164 classical 144 differential Groebner basis 50 differential part diophantine conditions 17 direct method 69 elliptic function 17, 140 expansion variable 11, 147, 148 family 142, 148, 149 family of movable singularities Fordy-Gibbons equation 45 Fuchs indices 15 general analytic solution hierarchy 19, 157 Hirota-Satsuma equation 54, 158 homographic group 12, 140, 148 invariants 12 14 52, 66 20, 37, 41, indices 142 indicial equation 15 integrability 5, 137, 138, 142, 149 isospectral Ito equation 278 Index Kadomtsev-Petviashvili equation 143 Kaup-Kupershmidt equation 20, 43–45, 54, 61, 145, 156, 158, 159, 161 Korteweg-de Vries hierarchy Korteweg-de Vries equation 12, 18, 33, 59, 61, 151 fifth order 156 modified 57, 61, 148, 154 KPP equation 15, 60, 69 Kundu-Eckhaus equation 68 Kuramoto-Sivashinsky equation 2, 5, 8, 16, 18, 49 Lax pair 5, 18, 138, 140, 143 Lax representation order Riccati representation 6, 149 scalar representation string representation zero-curvature representation Liouville equation 4, 10, 30, 56, 57, 61 Lorenz model 18 microdifferential operator Miura transformation 35, 149, 158 Moutard transformation 146, 165 no-logarithm condition 15 nonclassical method 69 nonlinear Schrădinger equation 7, 59, o 61, 67 nonlinear superposition formula 137, 151, 153, 156, 157, 160, 161, 164 one-soliton solution Painlev´ e analysis equation equation equation equation 4, 152, 163 10, 142, 147, 148 176 P2 72, 73 P4 73 P6 74 equation (P1) equation (P6) 75 equations 19, 140 Gambier classification 140 property 10, 139 test 10, 11, 138, 140, 142 Răssler system 18 o reduction 62, 65, 66, 69, 156 resonances 15, 142 resummation 20 Sawada-Kotera equation 20, 43, 44, 46, 54, 61, 145, 149, 156, 158, 160 Schlesinger transformation 19 Schur polynomials 190 Schwarzian 12 sine-Gordon equation 3, 4, 6, 8, 10, 18, 20, 55, 61, 139, 148, 154 singular manifold equation 30, 33, 35, 36, 52, 54, 57, 59, 152 method 19, 20, 27, 69, 138 variable 11, 138, 142 singular part operator 16, 138, 147–149 solution exact 2, 18 global local spectral parameter 5, 26, 145, 150 tau-function 8, 19, 138, 149, 160, 164, 165 truncation equations 27 method 19, 20, 27, 138, 142, 147, 148, 150, 153 variable 27 two-soliton solution 153, 156, 161, 163–166 Tzitz´ica equation 20, 38, 61, 146, 149, e 165 vacuum 4, 145, 152, 153, 156, 163–166 ... Vol.632: A M Greco (Ed.), Direct and Inverse Methods in Nonlinear Evolution Equations Preface This book contains the lectures given at the Centro Internazionale Matematico Estivo (CIME), during the... session Direct and Inverse Method in Non Linear Evolution Equations, held at Cetraro in September 1999 The lecturers were R Conte of the Service de physique de l’´tat condens´, e e CEA Saclay, F Magri. .. used for reducing the considered problem, and eventually for constructing exact solutions Finally Satsuma explains the bilinear method, introduced by Hirota, and, after considering in depth the