,ULVK6WRFN([FKDQJH,QYHVWPHQW)XQGV 0RQWKO\5HSRUW2FWREHU $QJOHVHD6WUHHW 'XEOLQ,UHODQG 7 ) LQIR#LVHLH ZZZLVHLH Kinetic Financial Services (Ireland) Limited 1 2 NCB Stockbrokers 1 10 McCann FitzGerald Listing Services Ltd 0 5 Maples and Calder 3 6 Dillon Eustace 20 29 A&L Listing Ltd 4 13 J&E Davy 1 33 Arthur Cox Listing Services Ltd 0 18 Arthur Cox 1 1 Total 31 117 Sponsor Funds & Subfunds Classes Jersey 15 Ireland 14 Delaware 1 Cayman Islands 1 Total 31 Domicile Funds & Subfunds Other 18 48 UCITS 9 91 QIF 4 49 Total 31 188 Fund Type 2FWREHU  Year to Date 2012 Classes 117 1332 7616 Funds & Subfunds 31 188 2765 Listing Figures 2FWREHU  Year to Date 2012 7RWDODVRI 2FW Various Bahamas - 3 Delaware - 4 Scotland - 1 Malta - 3 Denmark - 1 Isle of Man - 1 Canada - 1 Various Other - 7 Spain - 6 Bermuda - 6 Mauritius - 5 Italy - 5 Japan - 11 Germany - 13 South Africa - 11 Cayman Islands - 7 Singapore - 9 Luxembourg - 3 Russia - 3 Portugal - 3 Denmark - 3 UAE - 3 Norway - 5 Canada - 5 Sweden - 4 Vietnam - 3 Cyprus - 4 Indonesia - 1 Bahamas - 1 Guernsey - 1 England - 1 Gibraltar - 1 Austria - 2 Isle of Man - 2 Netherlands - 2 Egypt - 2 Thailand - 1 Kazakhstan - 1 Pakistan - 1 Greece - 1 Taiwan - 1 Finland - 1 Scotland - 1 Israel - 1 British Virgin Islands - 1 ,ULVK6WRFN([FKDQJH,QYHVWPHQW)XQGV 0RQWKO\5HSRUW2FWREHU $QJOHVHD6WUHHW 'XEOLQ,UHODQG 7 ) LQIR#LVHLH ZZZLVHLH Securities listed from 01/10/2012 to 31/10/2012 DIVERSIFIED MACRO SOLUTIONS PLC Diversified Dynamic Solution Class C Shares 03/10/2012 Maples and Calder DIVERSIFIED MACRO SOLUTIONS PLC Diversified Dynamic Solution Class A Shares 03/10/2012 Maples and Calder DIVERSIFIED MACRO SOLUTIONS PLC Diversified Dynamic Solution Class E Shares 03/10/2012 Maples and Calder HARDING LOEVNER FUNDS PLC THE HARDING LOEVNER GLOBAL EQUITY FUND Australian Dollar Class A 04/10/2012 Maples and Calder DIVERSIFIED MACRO SOLUTIONS PLC Diversified Dynamic Solution Class G Shares 03/10/2012 Maples and Calder NEUBERGER BERMAN INVESTMENT FUNDS PLC Neuberger Berman High Yield Bond Fund HKD A (Monthly) Distributing Class 03/10/2012 J&E Davy SR GLOBAL FUND INC Asia Portfolio Class B USD Series 9 2012 02/10/2012 J&E Davy QCM GDP OTUS FUND LTD Otus Leveraged Portfolio Class C Ordinary Non-Voting Shares - Series September 04 2012 02/10/2012 Arthur Cox Listing Services Ltd NEUBERGER BERMAN INVESTMENT FUNDS PLC Neuberger Berman High Yield Bond Fund US Dollar I (Monthly) Distributing Class 03/10/2012 J&E Davy CONQUEST MACRO FUND LTD. Class 1X Series 0912 Non-Voting Redeemable Participating Shares 03/10/2012 Dillon Eustace KAMES CAPITAL INVESTMENT COMPANY (IRELAND) PLC Kames Global Equity Income Fund US Dollar Class C Accumulation 01/10/2012 A&L Listing Ltd KAMES CAPITAL INVESTMENT COMPANY (IRELAND) PLC Kames Global Equity Income Fund US Dollar Class B Income 01/10/2012 A&L Listing Ltd KAMES CAPITAL INVESTMENT COMPANY (IRELAND) PLC Kames Global Equity Income Fund US Dollar Class C Income 01/10/2012 A&L Listing Ltd JANUS CAPITAL FUNDS PUBLIC LIMITED COMPANY Janus US Short-Term Bond Fund Class I£acc 01/10/2012 J&E Davy CORONATION UNIVERSAL FUND Coronation Global Emerging Markets Equity Fund Class B Units 01/10/2012 Dillon Eustace KAMES CAPITAL INVESTMENT COMPANY (IRELAND) PLC Kames Global Equity Income Fund US Dollar Class B Accumulation 01/10/2012 A&L Listing Ltd KAMES CAPITAL INVESTMENT COMPANY (IRELAND) PLC Kames Global Equity Income Fund Sterling Class B Accumulation 01/10/2012 A&L Listing Ltd PAULSON ADVANTAGE LTD. (THE Class A - Series 09-12 02/10/2012 NCB Stockbrokers KAMES CAPITAL INVESTMENT COMPANY (IRELAND) PLC Kames Global Equity Income Fund Sterling Class B Income 01/10/2012 A&L Listing Ltd KAMES CAPITAL INVESTMENT COMPANY (IRELAND) PLC Kames Global Equity Income Fund Euro Class B Income 01/10/2012 A&L Listing Ltd KAMES CAPITAL INVESTMENT COMPANY (IRELAND) PLC Kames Global Equity Income Fund Euro Class B Accumulation 01/10/2012 A&L Listing Ltd JANUS CAPITAL FUNDS PUBLIC LIMITED COMPANY Janus US Short-Term Bond Fund Class I£inc 01/10/2012 J&E Davy JANUS CAPITAL FUNDS PUBLIC LIMITED COMPANY Perkins US Strategic Value Fund Class I€acc (Unhedged) 01/10/2012 J&E Davy JANUS CAPITAL FUNDS PUBLIC LIMITED COMPANY Janus Global Flexible Income Fund Class I$inc 01/10/2012 J&E Davy SR GLOBAL FUND INC Emerging Markets Portfolio Class G USD Series 9 2012 02/10/2012 J&E Davy FRANKLIN TEMPLETON EMERGING MARKET DEBT OPPORTUNITIES P.L.C Singapore Dollar Shares 02/10/2012 J&E Davy SR GLOBAL FUND INC Japan Portfolio Class H USD Series 9 2012 02/10/2012 J&E Davy JANUS CAPITAL FUNDS PUBLIC LIMITED COMPANY Janus Flexible Income Fund Class V$inc 01/10/2012 J&E Davy JANUS CAPITAL FUNDS PUBLIC LIMITED COMPANY Janus Global Flexible Income Fund Class A€acc 01/10/2012 J&E Davy JANUS CAPITAL FUNDS PUBLIC LIMITED COMPANY Janus Global Flexible Income Fund Class A$acc 01/10/2012 J&E Davy JANUS CAPITAL FUNDS PUBLIC LIMITED COMPANY Janus Global Flexible Income Fund Class I€acc 01/10/2012 J&E Davy JANUS CAPITAL FUNDS PUBLIC LIMITED COMPANY Janus High Yield Fund Class VAUD$inc 01/10/2012 J&E Davy JANUS CAPITAL FUNDS PUBLIC LIMITED COMPANY Janus High Yield Fund Class V$inc 01/10/2012 J&E Davy Issuer Name Subfund Name Instrument Name Listed Date Sponsor Name ,ULVK6WRFN([FKDQJH,QYHVWPHQW)XQGV 0RQWKO\5HSRUW2FWREHU $QJOHVHD6WUHHW 'XEOLQ,UHODQG 7 ) LQIR#LVHLH ZZZLVHLH BNY MELLON GLOBAL FUNDS PLC BNY Mellon Absolute Return Bond Fund Sterling T (Acc) (hedged) Shares 11/10/2012 J&E Davy BNY MELLON GLOBAL FUNDS PLC BNY Mellon Emerging Markets Debt Fund Euro I (Acc.)(hedged) Shares 11/10/2012 J&E Davy HAVENS INTERNATIONAL INVESTORS LTD Class A – Series 09-12 12/10/2012 McCann FitzGerald Listing Services Ltd SANLAM QUALIFYING INVESTORS FUNDS PLC Sanlam Drexel Hamilton Multi-Asset Real Return Feeder Fund Class A Shares 15/10/2012 NCB Stockbrokers LANSDOWNE EUROPEAN EQUITY FUND LIMITED B Class USD Shares Series 32 12/10/2012 NCB Stockbrokers THE THAYER BROOK GLOBAL DIVERSIFIED FUND LIMITED Class A Shares – Series 1AN 10/10/2012 NCB Stockbrokers BNY MELLON GLOBAL FUNDS PLC BNY Mellon Global Bond Fund USD C (Inc.) Shares 11/10/2012 J&E Davy BNY MELLON GLOBAL FUNDS PLC BNY Mellon Emerging Markets Debt Fund Euro H (Acc.) (hedged) Shares 11/10/2012 J&E Davy BNY MELLON GLOBAL FUNDS PLC BNY Mellon Global Equity Higher Income Fund Euro B (Inc.) Shares 11/10/2012 J&E Davy LYXOR/APS ASIA PACIFIC HEDGE FUND LIMITED Class A Shares 15/10/2012 Dillon Eustace LYXOR/APS ASIA PACIFIC HEDGE FUND LIMITED Class HE Shares 15/10/2012 Dillon Eustace LYXOR/APS ASIA PACIFIC HEDGE FUND LIMITED Class B Shares 15/10/2012 Dillon Eustace WINTON FUTURES FUND LTD Class B Ordinary Non-Voting Shares – October 2012 15/10/2012 Arthur Cox Listing Services Ltd LYXOR/APS ASIA PACIFIC HEDGE FUND LIMITED Class HU Shares 15/10/2012 Dillon Eustace AVIVA INVESTORS ALTERNATIVE FUNDS PCC LIMITED Fixed Income Macro Fund Tranche 2 FIM (€) Shares - Series 42 05/10/2012 Arthur Cox Listing Services Ltd AVIVA INVESTORS ALTERNATIVE FUNDS PCC LIMITED Fixed Income Macro Fund Tranche 2 FIM ($) Shares - Series 41 05/10/2012 Arthur Cox Listing Services Ltd AVIVA INVESTORS ALTERNATIVE FUNDS PCC LIMITED G7 Fixed Income Fund Tranche 2 G7 ($) Shares – Series 37 05/10/2012 Arthur Cox Listing Services Ltd PARAGON CAPITAL APPRECIATION FUND PCC LIMITED Paragon Capital Appreciation Fund Standard Class A Shares EUR 10/12 Series 08/10/2012 NCB Stockbrokers BLENHEIM GLOBAL MARKETS FUND LTD Class A Series 201210 08/10/2012 J&E Davy LANSDOWNE UK STRATEGIC INVESTMENT FUND N USD Shares Series 17 05/10/2012 NCB Stockbrokers E2 MESIROW TRADECO – ABSOLUTE RETURN PLUS PROGRAM LLC Interests 10/10/2012 Maples and Calder GOLDMAN SACHS GLOBAL TACTICAL TRADING PLC Tranche A Shares - Series 93 05/10/2012 NCB Stockbrokers ALPHABRIDGE FIXED INCOME FUND LTD Redeemable Voting Common Shares- Series 10/12 05/10/2012 Arthur Cox Listing Services Ltd WELLINGTON MANAGEMENT PORTFOLIOS (DUBLIN) PLC Global High Yield Bond Portfolio Euro Class A Accumulating Hedged 05/10/2012 A&L Listing Ltd PRINCIPAL GLOBAL INVESTORS FUNDS Multi Strategy Currency Fund I Class Accumulation Units 10/10/2012 A&L Listing Ltd GAM STAR FUND PLC GAM Star Balanced Institutional GBP Class – Accumulation Shares 09/10/2012 Dillon Eustace EDINBURGH PARTNERS OPPORTUNITIES FUND PLC. Edinburgh Partners Emerging Opportunities Fund I Class Dollar Shares 10/10/2012 A&L Listing Ltd OVERSTONE COMMON CONTRACTUAL FUND Overstone Global Equity CCF Class C1 10/10/2012 J&E Davy EARTH ELEMENT FUND LIMITED EUR Non-Mgt Shares – October 2012 10/10/2012 J&E Davy PROLOGUE FEEDER FUND LTD(THE "COMPANY") Class A Series 0912 (September 2012) 08/10/2012 Kinetic Financial Services (Ireland) Limited JUBILEE SPECIAL SITUATIONS FUND PCC LIMITED Jubilee Special Situations Fund Class A USD Shares Series 10/12 08/10/2012 NCB Stockbrokers MAGNITUDE INTERNATIONAL Sub Fund A and D Class A Shares – Series 0912 08/10/2012 J&E Davy INPROP INSTITUTIONAL INVESTMENT FUND PLC inProp UK Commercial Property Fund Class A Series October 2012 09/10/2012 Dillon Eustace GENESIS EMERGING MARKETS OPPORTUNITIES FUND PLC Genesis ASEAN Opportunities Fund Class A Shares Series 11 09/10/2012 Dillon Eustace Issuer Name Subfund Name Instrument Name Listed Date Sponsor Name ,ULVK6WRFN([FKDQJH,QYHVWPHQW)XQGV 0RQWKO\5HSRUW2FWREHU $QJOHVHD6WUHHW 'XEOLQ,UHODQG 7 ) LQIR#LVHLH ZZZLVHLH LYXOR/ACT II FUND LIMITED Class B Shares Class B Shares 22/10/2012 Dillon Eustace LYXOR/ACT II FUND LIMITED Class A Shares Class A Shares 22/10/2012 Dillon Eustace LYXOR/ACT II FUND LIMITED Class HU Shares Class HU Shares 22/10/2012 Dillon Eustace GAM STAR FUND PLC GAM Star Cautious T USD Class – Accumulation Shares 23/10/2012 Dillon Eustace LYXOR/ACT II FUND LIMITED Class HE Shares Class HE Shares 22/10/2012 Dillon Eustace NEW CAPITAL UCITS FUND PLC New Capital Asia Pacific Equity Income Fund USD Inst. Acc. 19/10/2012 Dillon Eustace GLAZER ENHANCED OFFSHORE FUND, LTD. US Dollar Redeemable Participating Non- Voting Shares – Series 01 October 2012 19/10/2012 Arthur Cox Listing Services Ltd GAM STAR FUND PLC GAM Star Local Emerging Bond Institutional USD Class – Accumulation Shares 19/10/2012 Dillon Eustace ARTISAN PARTNERS GLOBAL FUNDS PLC Artisan Global Opportunities Fund Class I Euro Accumulating Shares 19/10/2012 Kinetic Financial Services (Ireland) Limited GAM STAR FUND PLC GAM Star Growth T USD Class - Accumulation Shares 19/10/2012 Dillon Eustace BARING INVESTMENT FUNDS PLC Baring Emerging Markets Corporate Debt Fund Class A USD Inc 23/10/2012 Dillon Eustace NEWSCAPE FUNDS PLC Newscape Diversified Growth Fund Class A Sterling Shares 23/10/2012 A&L Listing Ltd THE THAYER BROOK GLOBAL DIVERSIFIED FUND LIMITED Class A Shares – Series 8 23/10/2012 NCB Stockbrokers LAZARD JAPAN VELA FUND PLC Class Y-1 Shares – Series 21 24/10/2012 Arthur Cox Listing Services Ltd SANLAM UNIVERSAL FUNDS PLC SIM Global Equity Income Fund Class C (USD) Shares 23/10/2012 NCB Stockbrokers GAM STAR FUND PLC GAM Star Growth Institutional GBP Class - Accumulation Shares 16/10/2012 Dillon Eustace GAM STAR FUND PLC GAM Star Balanced T USD Class - Accumulation Shares 16/10/2012 Dillon Eustace BARING INVESTMENT FUNDS PLC Baring Emerging Markets Corporate Debt Fund Class I USD Acc 17/10/2012 Dillon Eustace PIMCO ABSOLUTE RETURN STRATEGY IV OFFSHORE FUND 2 LTD Class A Shares – A85 Series 17/10/2012 Arthur Cox Listing Services Ltd PIMCO ABSOLUTE RETURN STRATEGY IV OFFSHORE FUND 2 LTD Class A Shares – A84 Series 17/10/2012 Arthur Cox Listing Services Ltd WINTON FUTURES FUND LTD Class C Ordinary Non-Voting Shares – October 2012 15/10/2012 Arthur Cox Listing Services Ltd GLAZER ENHANCED OFFSHORE FUND, LTD. US Dollar Redeemable Participating Non- Voting Shares – Series 01 Sep 2012 19/10/2012 Arthur Cox Listing Services Ltd WINTON FUTURES FUND LTD Class D Ordinary Non-Voting Shares – October 2012 15/10/2012 Arthur Cox Listing Services Ltd WINTON FUTURES FUND LTD Class F Ordinary Non-Voting Shares – October 2012 15/10/2012 Arthur Cox Listing Services Ltd WINTON FUTURES FUND LTD Class E Ordinary Non-Voting Shares – October 2012 15/10/2012 Arthur Cox Listing Services Ltd AURORA OFFSHORE FUND LTD II Class A – Series 08/12 18/10/2012 McCann FitzGerald Listing Services Ltd AURORA GLOBAL OPPORTUNITIES OFFSHORE FUND LTD Class A – Series 08/12 18/10/2012 McCann FitzGerald Listing Services Ltd AURORA OFFSHORE FUND LTD Class AA – Series 08/12 18/10/2012 McCann FitzGerald Listing Services Ltd GLAZER OFFSHORE FUND LTD Class A Shares – Series 01 Sep 2012 19/10/2012 Arthur Cox Listing Services Ltd GABELLI ASSOCIATES LIMITED Class A Shares-Series 1012 18/10/2012 Arthur Cox Listing Services Ltd EAGLE QUANTITATIVE MACRO FUND LTD. Class AD Shares 17/10/2012 J&E Davy PIMCO ABSOLUTE RETURN STRATEGY IV OFFSHORE FUND 2 LTD Class B Shares – B90 Series 17/10/2012 Arthur Cox Listing Services Ltd EAGLE QUANTITATIVE MACRO FUND LTD. Class CD Shares – Series 6 17/10/2012 J&E Davy EAGLE QUANTITATIVE MACRO FUND LTD. Class CD Shares – Series 7 17/10/2012 J&E Davy EAGLE QUANTITATIVE MACRO FUND LTD. Class BD Shares – Series 2 17/10/2012 J&E Davy Issuer Name Subfund Name Instrument Name Listed Date Sponsor Name ,ULVK6WRFN([FKDQJH,QYHVWPHQW)XQGV 0RQWKO\5HSRUW2FWREHU $QJOHVHD6WUHHW 'XEOLQ,UHODQG 7 ) LQIR#LVHLH ZZZLVHLH LYXOR/BLACKROCK EUROPEAN CREDIT STRATEGIES FUND LIMITED Class A Shares 30/10/2012 Dillon Eustace GAM STAR FUND PLC GAM Star Keynes Quantitative Strategies Institutional EUR Class – Accumulation Shares 30/10/2012 Dillon Eustace GAM STAR FUND PLC GAM Star Cautious Institutional GBP Class - Accumulation Shares 30/10/2012 Dillon Eustace LYXOR/BLACKROCK EUROPEAN CREDIT STRATEGIES FUND LIMITED Class B Shares 30/10/2012 Dillon Eustace GAM STAR FUND PLC GAM Star Cautious C USD Class – Accumulation Shares 31/10/2012 Dillon Eustace LYXOR/BLACKROCK EUROPEAN CREDIT STRATEGIES FUND LIMITED Class HU Shares 30/10/2012 Dillon Eustace LYXOR/BLACKROCK EUROPEAN CREDIT STRATEGIES FUND LIMITED Class HE Shares 30/10/2012 Dillon Eustace GAM STAR FUND PLC GAM Star Cautious C GBP Class – Accumulation Shares 31/10/2012 Dillon Eustace PSAM WORLDARB FUND LIMITED Class 2004 Series 2012 J 25/10/2012 J&E Davy ARES ICOF II FUND (CAYMAN), LTD. Participating Non-Voting Shares 25/10/2012 Arthur Cox Listing Services INSIGHT GLOBAL FUNDS III P.L.C. Absolute Insight (QIF) Class B3p Sterling Shares 26/10/2012 A&L Listing Ltd PSAM WORLDARB FUND LIMITED Class 2009 Series 2012 J 25/10/2012 J&E Davy AURORA OFFSHORE FUND LTD Class AA – Series 09/12 25/10/2012 McCann FitzGerald Listing Services Ltd PSAM WORLDARB FUND LIMITED Class 2009 Series 2012 J20-1.5 25/10/2012 J&E Davy PSAM WORLDARB FUND LIMITED Class 2009-Euro Series 2012 J 25/10/2012 J&E Davy Issuer Name Subfund Name Instrument Name Listed Date Sponsor Name Total Classes listed October 2012 117 Total Funds & Subfunds listed October 2012 31 . 3 Delaware - 4 Scotland - 1 Malta - 3 Denmark - 1 Isle of Man - 1 Canada - 1 Various Other - 7 Spain - 6 Bermuda - 6 Mauritius - 5 Italy - 5 Japan - 11 Germany -. Africa - 11 Cayman Islands - 7 Singapore - 9 Luxembourg - 3 Russia - 3 Portugal - 3 Denmark - 3 UAE - 3 Norway - 5 Canada - 5 Sweden - 4 Vietnam - 3 Cyprus -