Internal Control over Financial Reporting – Guidance for Smaller Public Companies Volume II : Guidance pptx
Sec valuation and liquidity guidance for registered investment companies pdf
... ActExcerpt from Form N-1APart A: Information Required in a ProspectusItem 6. Shareholder Information(a) Pricing of Fund Shares. Describe the procedures for pricing the Fund’s shares, including:(1) ... comments will be available for public inspection at the Commission’s Public Reference Room, 1100 L Street, N.W., Washington, D.C. 20549. FOR FURTHER INFORMATION CONTACT: Clarence M. Staubs, or ... been accomplished and new uniform requirements governing the periods to be covered by financial statements, including special provisions for management investment companies, have been 1 Proposed...
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Board Engagement, Training and Reporting: Strategies for the Chief Ethics and Compliance Officer pptx
... Council for Further Combating Bribery of Foreign Public Officials in International Business Transactions (Paris: Organisation for Economic Cooperation and Development, November, 2009), http://www.oecd.org/dataoecd/11/40/44176910.pdf. ... filtering of information by senior management.15 Other relevant developments include the Sarbanes-Oxley Act; the OECD Good Practice Guidance for Internal Controls, Ethics and Compliance (for anti-bribery ... consequences for the success or failure of the overall compliance and ethics program. As the bar is raised for the Board’s evolving oversight role, the quality of Board engagement, training and reporting...
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Tài liệu Process Improvement For Effective Budgeting And Financial Reporting (Wiley-2003) doc
... 16,195,500Returns % –3 .3% –3 .3% –3 .3% –3 .3% –3 .3% –3 .3% –3 .3% –3 .3% –3 .3% –3 .3% –3 .3% –3 .3% NAReturns and Refunds –3 8,250 –4 1,550 –4 0,500 –4 0,350 –3 9,825 –4 5,075 –4 5,375 –4 7,400 –4 6,575 –5 1,750 –5 2,575 –5 0,625 ... 4,8094,811 4,833 4,910 5,001 5,054 5,0104,950 58,041Variance –8 .6% –7 .9% –7 .8% –9 .8% –9 .0% –1 1.8% –1 4.8% –1 8.7% –2 2.6% –2 3.4% –2 2.7% –2 1.8% –1 5.1%Employee Bonuses2002 Budget10,000 0 0 00 20,000 ... 15,2524042.6% 14,873 –3 79 –2 .5%COST OF SALESProduct 11,512 1,514 –2 –0 .2% 1,436 –7 8 –5 .2%Product 21,900 1,984 –8 4 –4 .2% 1,805 –1 79 –9 .0%Product 348648420.4%462 –2 2 –4 .6%TOTAL COST OF...
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Tài liệu INTERNATIONAL FINANCIAL REPORTING STANDARD (IFRS) WILL SUPPORT MANAGEMNET ACCOUNTING SYSTEM FOR SMALL AND MEDIUM ENTREPRISE (SME)?" ppt
... information contained in reporting format. One is when there is an insufficient detailed format. User will need to go fishing for the information or can take a wrong decision for lack of format. ... Researchers agree over the needs of accounting and financial records:”all small enterprises will need to keep some kind of financial records in order to keep financial control over their businesses” ... to users of financial reporting. Therefore the financial statements should be designed to reflect users’ needs. Researchers agree that the users need for accounting and financial information...
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Tài liệu Guidance for Clinical Investigators, Industry, and FDA Staff Financial Disclosure by Clinical Investigators ppt
... the format outlined in the appropriate submission guidance. 12 B.4. Q: How should the financial information be submitted? A: The financial information is required to be submitted using FORMS ... http://www.fda.gov/downloads/Drugs/DevelopmentApprovalProcess/FormsSubmissionRequirements/ElectronicSubmissions/UCM163552.pdf. 12 For premarket notification submissions, see Guidance for Industry and FDA Staff: Format for Traditional ... www.fda.gov/MedicalDevices/DeviceRegulationandGuidance/GuidanceDocuments/ucm084365.htm. For premarket approval applications, see Guidance for Industry and FDA Staff: Premarket Approval Application Filing Review,” available at http://www.fda.gov/MedicalDevices/DeviceRegulationandGuidance/GuidanceDocuments/ucm089430.htm....
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Tài liệu GUIDANCE FOR UK COMPANIES ON ACCOUNTING AND REPORTING pdf
... are arranged as follows: 10 Schedule 1 – Companies Act individual accounts: Companies that are not banking or insurance companies Schedule 2 – Banking companies: Companies Act individual ... accounts Schedule 3 – Insurance companies: Companies Act individual accounts Schedule 4 – Information on related undertakings (Companies Act or IAS accounts) Schedule 5 – Information about benefits ... Schedule 3 – Information about directors’ benefits: remuneration (Companies Act or IAS accounts) Schedule 4 – Companies Act abbreviated accounts for delivery to the registrar of companies Schedule...
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Guidance for Planning and Conducting an Audit of Internal Controls of Public Debt docx
... strategies.SAI Role Control Activities23 Guidance for Planning andINTOSAI’s Conducting an Audit of Public Debt Committee Internal Controls of Public DebtFigure 7: Public Debt Audits by SAIs: The Case ... process,and report debt information.SAI Role7 Guidance for Planning andINTOSAI’s Conducting an Audit of Public Debt Committee Internal Controls of Public Debt Control EnvironmentThe control environment ... authority to perform aSAI Role Control Environment10 Guidance for Planning andINTOSAI’s Conducting an Audit of Public Debt Committee Internal Controls of Public Debtcomplete audit. For example,...
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TECHNICAL BRIEF FOR INVESTMENT FUNDS: ACCOUNTING, FINANCIAL REPORTING & REGULATORY ( VOLUME 4) ppt
... Update – US – SEC and CFTC – private fund reporting rule (Form PF) Regulatory Update – US – SEC – ‘Volcker Rule’ – banking entities involvement with investment funds Regulatory Update – US – Foreign ... Volume 1 Archive: Volume 2 – February 2010 Technical Brief for Investment Funds Tech Brief Volume 2 Archive: Volume 3 – December 2010 Technical Brief for Investment Funds Tech Brief Volume 3 ... Recent Accounting and Financial Reporting Updates – International Financial Reporting Standards Regulatory Update – US – SEC – private fund registration and other requirements – summary and update...
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TECHNICAL BRIEF FOR INVESTMENT FUNDS: ACCOUNTING, FINANCIAL REPORTING & REGULATORY ( VOLUME 5) potx
... Archive: Volume 1 – September 2009 Technical Brief for Investment Funds Tech Brief Volume 1 Archive: Volume 2 – February 2010 Technical Brief for Investment Funds Tech Brief Volume 2 Archive: Volume ... and other requirements – an update Regulatory Update – US – SEC and CFTC – private fund reporting rule (Form PF) – an update Regulatory Update – US – SEC – ‘Volcker Rule’ – banking entities involvement ... funds – an update Regulatory Update – US – SEC – Custody Rule – an update Regulatory Update – US – Foreign Account Tax Compliance Act (FATCA) – an update Regulatory Update – Cayman - CIMA – an...
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