Header Page of 258 Bộ giáo dục đào tạo TrƯờng TrƯờng đại học kinh tế quốc dân ĐặNG QUý DƯƠNG DƯƠNG TáC ĐộNG CủA VốN ĐầU TƯ TRựC TIếP NƯớC NGOàI TớI CáC NGàNH CÔNG NGHIệP CHế TáC VIệT NAM Chuyên ngành: Kinh tế quốc tế Mã số: 62310106 LUậN áN TIếN Sĩ KINH Tế Ngời Ngời hớng dẫn khoa học: gs.ts đỗ đức bình Hà Nội - 2014 Footer Page of 258 Header Page of 258 i LI CAM OAN Tụi xin cam oan Lun ỏn Tỏc ng ca u t trc tip nc ngoi ti cỏc ngnh cụng nghip ch tỏc Vit Nam l cụng trỡnh nghiờn cu c lp ca tụi, chớnh tụi hon thnh Cỏc ti liu tham kho, trớch dn; cỏc s liu thng kờ phc v mc ớch nghiờn cu ca cụng trỡnh ny l trung thc v cú ngun gc rừ rng Nghiờn cu sinh ng Qỳy Dng Footer Page of 258 Header Page of 258 ii MC LC LI CAM OAN i MC LC ii DANH MC CC CH VIT TT vi DANH MC BNG BIU ix DANH MC S xi M U CHNG 1: TNG QUAN CC CễNG TRèNH KHOA HC LIấN QUAN N TI 1.1 Cỏc cụng trỡnh trờn th gii 1.2 Cỏc cụng trỡnh nc 21 KT LUN CHNG 24 CHNG 2: C S Lí LUN V VN U T TRC TIP NC NGOI V Mễ HèNH NH GI TC NG CA VN U T TRC TIP NC NGOI TI NGNH CễNG NGHIP CH TC 25 2.1 Lý lun chung v u t trc tip nc ngoi 25 2.1.1 Khỏi nim FDI 25 2.1.2 Quan nim v c im FDI 27 2.1.3 Cỏc lý thuyt liờn quan ti FDI 29 2.2 Tỏc ng ca FDI ti cỏc ngnh cụng nghip ch tỏc 32 2.2.1 Tỏc ng trc tip ca FDI ti ngnh cụng nghip tỏc 32 2.2.2 Tỏc ng giỏn tip ca FDI ti ngnh cụng nghip ch tỏc 36 2.3 Cỏc nhúm ch tiờu thng kờ v tỏc ng trc tip v mụ hỡnh ỏnh giỏ tỏc ng giỏn tip ca FDI ti ngnh cụng nghip ch tỏc 41 2.3.1 Cỏc nhúm ch tiờu thng kờ v tỏc ng trc tip ca FDI ti ngnh cụng nghip ch tỏc 41 2.3.2 Mụ hỡnh ỏnh giỏ tỏc ng giỏn tip ca FDI ti cỏc ngnh cụng nghip ch tỏc 45 2.4 Cỏc nhõn t nh hng n tỏc ng ca FDI n ngnh cụng Footer Page of 258 Header Page of 258 iii nghip ch tỏc 49 2.4.1 Mụi trng u t 49 2.4.2 Chin lc phỏt trin ca ngnh cụng nghip ch tỏc 52 2.4.3 c im ngnh cụng nghip ch tỏc 52 2.4.4 c im ch u t quc t 53 2.4.5 c im ng ca dũng FDI 53 KT LUN CHNG 54 CHNG 3: THC TRNG TC NG CA VN U T TRC TIP NC NGOI TI CC NGNH CễNG NGHIP CH TC VIT NAM 56 3.1 Khỏi quỏt v ngnh cụng nghip ch tỏc Vit Nam 56 3.1.1 Ngnh cụng nghip ch tỏc Vit Nam 56 3.1.2 Vai trũ ca ngnh cụng nghip ch tỏc i vi nn kinh t núi chung 57 3.1.3 Vai trũ ca ngnh cụng nghip ch tỏc cụng nghip 60 3.1.4 Vai trũ ca ngnh cụng nghip ch tỏc hot ng xut khu 62 3.2 u t trc tip nc ngoi ngnh cụng nghip ch tỏc Vit Nam 64 3.2.1 Tỡnh hỡnh thu hỳt FDI vo Vit Nam 64 3.2.2 Tỡnh hỡnh thu hỳt FDI vo ngnh cụng nghip ch tỏc 68 3.3 Thc trng tỏc ng ca FDI ti cỏc ngnh cụng nghip ch tỏc Vit Nam 73 3.3.1 Thc trng tỏc ng trc tip ca FDI ti cỏc ngnh cụng nghip ch tỏc Vit Nam 73 3.3.2 Thc trng tỏc ng giỏn tip ca FDI ti cỏc ngnh cụng nghip ch tỏc Vit Nam thụng qua cỏc kờnh 89 3.3.3 Vn dng mụ hỡnh kinh t lng ỏnh giỏ tỏc ng ca FDI ti cỏc ngnh cụng nghip ch tỏc Vit Nam 92 3.4 ỏnh giỏ chung v tỏc ng ca u t trc tip nc ngoi ti cỏc ngnh cụng nghip ch tỏc Vit Nam 97 3.4.1 Nhng kt qu tớch cc 97 Footer Page of 258 Header Page of 258 iv 3.4.2 Nhng hn ch 101 3.4.3 Nguyờn nhõn ca nhng hn ch 104 KT LUN CHNG 108 CHNG 4: QUAN IM, GII PHP TN DNG TC NG TCH CC V HN CH TC NG TIấU CC CA VN U T TRC TIP NC NGOI TI CC NGNH CễNG NGHIP CH TC VIT NAM 110 4.1 Bi cnh quc t v nc 110 4.1.1 Bi cnh quc t 110 4.1.2 Bi cnh nc 114 4.2 Quan im tn dng tỏc ng tớch cc, hn ch tỏc ng tiờu cc ca FDI ti ngnh cụng nghip ch tỏc Vit Nam 117 4.2.1 Ngun FDI l ngun chin lc v quan trng ca ngnh cụng nghip ch tỏc 117 4.2.2 Ngnh cụng nghip ch tỏc cn coi vic c chuyn giao cụng ngh hin i l mt cỏc li ớch cn bn 118 4.2.3 Ngun FDI ngnh cụng nghip ch tỏc phi úng vai trũ quan trng vo vic o to i ng nhõn lc 118 4.2.4 Khụng phõn bit DN FDI v doanh nghip nc 119 4.2.5 Coi trng mi liờn kt gia DN FDI v DN nc 119 4.2.6 Cm cụng nghip h tr ngnh cụng nghip ch tỏc cú vai trũ quan trng tn dng tỏc ng tớch cc ca FDI 119 4.2.7 Cn coi trng c vic thu hỳt v s dng ngun FDI ngnh cụng nghip ch tỏc 120 4.2.8 Chin lc v FDI ca ngnh cụng nghip ch tỏc phi t mi quan h vi cỏc chớnh sỏch kinh t - xó hi khỏc 120 4.3 nh hng v mc tiờu thu hỳt u t trc tip nc ngoi vo ngnh cụng nghip ch tỏc Vit Nam 121 4.3.1 Chin lc phỏt trin ca ngnh cụng nghip ch tỏc 121 Footer Page of 258 Header Page of 258 v 4.3.2 nh hng chung 123 4.3.3 nh hng thu hỳt u t trc tip nc ngoi vo ngnh cụng nghip ch tỏc 126 4.3.4 Mc tiờu thu hỳt u t trc tip nc ngoi vo ngnh cụng nghip ch tỏc 126 4.4 Gii phỏp tn dng tỏc ng tớch cc v hn ch tỏc ng tiờu cc ca u t trc tip nc ti cỏc ngnh cụng nghip ch tỏc Vit Nam 127 4.4.1 Gii phỏp tn dng tỏc ng tớch cc ca u t trc tip nc ngoi ti cỏc ngnh cụng nghip ch tỏc Vit Nam 127 4.4.2 Gii phỏp hn ch tỏc ng tiờu cc ca u t trc tip nc ngoi ti cỏc ngnh cụng nghip ch tỏc Vit Nam 137 KT LUN CHNG 143 KT LUN CHUNG 145 DANH MC CC CễNG TRèNH CA TC GI Cể LIấN QUAN TI LUN N 148 DANH MC TI LIU THAM KHO 149 PH LC 159 Footer Page of 258 Header Page of 258 vi DANH MC CC CH VIT TT A TING VIT: TT Ch vit tt CCKT CGCN CNH CNHT CSHT DN DNNN DNV&N C cu kinh t Chuyn giao cụng ngh Cụng nghip húa Cụng nghip h tr C s h tng Doanh nghip Doanh nghip nh nc Doanh nghip va v nh 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 TNN GD&T GTGT GTSX GTSXCN HH HTQT KCN KH&CN KKT KTQT KTTT KT-XH MHTT NLCT NNL NSL NSNN SHTT TNTN XTT VNN u t nc ngoi Giỏo dc v o to Giỏ tr gia tng Giỏ tr sn xut Giỏ tr sn xut cụng nghip Hin i húa Hp tỏc quc t Khu cụng nghip Khoa hc v cụng ngh Khuyn khớch u t Kinh t quc t Kinh t th trng Kinh t - xó hi Mụ hỡnh tng trng Nng lc cnh tranh Ngun nhõn lc Nng sut lao ng Ngõn sỏch nh nc S hu trớ tu Ti nguyờn thiờn nhiờn Xỳc tin u t Vn nh nc Footer Page of 258 Ngha y Header Page of 258 vii B TING ANH: TT Ngha y Ch vit tt Ngha ting Anh AEC ASEAN Economic Community APEC Asia Pacific Economic Co-operation ASEAN The Association of South East Asian Nations ASEM Asia Europe Meeting AFTA The Asean Free Trade Area BCC Business Co-operation Contract BOT Build Operation Transfer BT BTA Bilateral Trade Agreement 10 BTO Build Transfer Operation 11 CIEM 12 Build Transfer Ngha ting Vit Cng ng kinh t ASEAN Din n hp tỏc kinh t chõu TBD Hip hi cỏc quc gia ụng Nam Din n hp tỏc u Khu vc thng mi tuej ASEAN Hp ng hp tỏc kinh doanh Xõy dng - Vn hnh - Chuyn giao Xõy dng - Chuyn giao Hip nh Thng mi Song phng Xõy dng - Chuyn giao - Vn hnh Central Institute for Economic Vin Nghiờn cu Qun lý Kinh Management t Trung ng FDI Foreign Direct Investment u t trc tip nc ngoi 13 FIEs Foreign Invested Enterprises 14 FPI Foreign Portfolio Investment u t giỏn tip nc ngoi 15 FPT The Corporation for Financing and Cụng ty phỏt trin v u t Promoting Technology Cụng ngh 16 FTA Free Trade Area Khu vc thng mi t 17 GDP Gross Domestic Product Tng sn phm quc ni Footer Page of 258 Cỏc doanh nghip cú u t nc ngoi Header Page of 258 TT viii Ngha y Ch vit tt Ngha ting Anh Ngha ting Vit 18 GO Gross Output Gớa tr sn xut 19 IC Intermediational Consumption Chi phớ trung gian 20 IDG International Data Group Qy u t mo him 21 M&A Mergers and Acquisitions Mua li v sỏp nhp 22 MNCs Multinational Corporations Cỏc cụng ty a quc gia 23 ODA Official Development Assistance H tr phỏt trin chớnh thc 24 OECD Organization for Economic T chc Hp tỏc v Phỏt trin Cooperation and Development Kinh t 25 PPP Public Private Partnerships i tỏc cụng t 26 R&D Research & Development Nghiờn cu v trin khai 27 SITC Standard International Trade Phõn loi theo tiờu chun ngoi Classification thng quc t 28 SMEs Small and Medium Enterprises Doanh nghip va v nh 29 SOE State Owned Enterprises Doanh nghip nh nc 30 TNCs Transnational Corporations Cỏc cụng ty xuyờn quc gia 31 TPP Trans-Pacific Strategic Economic Hip nh i tỏc Kinh t Chin Partnership Agreement lc xuyờn Thỏi Bỡnh Dng 32 TRIMs 33 UNCTAD 34 VA 35 WTO Footer Page of 258 Trade Related Investment Measures Bin phỏp u liờn quan ti thng mi United Nations Conference on Trade Hi ngh Liờn Hip Quc v and Development Thng mi v Phỏt trin Value Added Gớa tr gia tng World Trade Organization T chc thng mi th gii Header Page 10 of 258 ix DANH MC BNG BIU Bng 3.1 Danh mc ngnh cụng nghip ch tỏc 57 Bng 3.2 T trng lao ng v s doanh nghip ca ngnh cụng nghip ch tỏc giai on 2008 -2013 58 Bng 3.3 Nng sut ca ngnh cụng nghip ch tỏc giai on 2008 - 2013 59 Bng 3.4 C cu giỏ tr sn xut ngnh cụng nghip giai on 2008 - 2013 60 Bng 3.5 úng gúp ca ngnh cụng nghip ch tỏc vo GDP giai on 2008 - 2013 60 Bng 3.6 C cu xut khu ca cỏc ngnh giai on 2008-2013 62 Bng 3.7 C cu ngnh hng xut khu phõn loi theo SITC giai on 2008 - 2013 63 Bng 3.8 C cu ngnh hng nhp khu phõn loi theo SITC giai on 2008 - 2013 64 Bng 3.9 u t trc tip nc ngoi vo Vit Nam giai on 1988-2013 65 Bng 3.10 u t trc tip nc ngoi vo Vit Nam theo ngnh giai on 1988-2013 68 Bng 3.11 Thu hỳt FDI vo ngnh cụng nghip ch tỏc giai on 2000-2013 69 Bng 3.12 FDI vo ngnh cụng nghip ch tỏc Vit Nam theo hỡnh thc giai on 1988-2013 71 Bng 3.13 FDI vo ngnh cụng nghip ch tỏc Vit Nam theo a phng giai on 1988 -2013 72 Bng 3.14 T trng FDI ng ký vo cỏc ngnh cụng nghip ch tỏc cú trỡnh cụng thp giai on 2000 - 2012 68 Bng 3.15 T trng FDI ng ký vo cỏc ngnh cụng nghip ch tỏc cú trỡnh cụng ngh trung bỡnh giai on 2000 - 2012 70 Bng 3.16 T trng FDI ng ký vo cỏc ngnh cụng nghip ch tỏc cú trỡnh cụng ngh cao giai on 2000 - 2012 72 Bng 3.17 T trng GTSX ca cỏc ngnh cụng nghip ch tỏc khu vc FDI phõn theo trỡnh giai on 2005 - 2011 75 Footer Page 10 of 258 Header Page 166 of 258 148 DANH MC CC CễNG TRèNH CA TC GI Cể LIấN QUAN TI LUN N ng Qỳy Dng (2012), Vai trũ ca FDI ngnh cụng nghip ch tỏc Vit Nam, Tp Kinh t Phỏt trin, S thỏng nm 2012 ng Qỳy Dng (2012), úng gúp ca ngnh cụng nghip ch tỏc quỏ trỡnh chuyn dch c cu kinh t Vit Nam, Tp Kinh t Phỏt trin, S thỏng 12 nm 2012 ng Qỳy Dng (2012), Tỏc ng ca FDI ti cỏc ngnh cụng nghip ch tỏc Vit Nam, K yu hi tho khoa hc cp nh nc: "n nh v tng trng kinh t ca Vit Nam giai on hin nay", Mó s KX.01/1115, Thỏng 12 nm 2012 ng Qỳy Dng (2014), Mt s quan im v gii phỏp tn dng nh hng tớch cc v hn ch nh hng tiờu cc ca u t trc tip nc ngoi (FDI) i vi phỏt trin ngnh cụng nghip ch bin, ch to Vit Nam, K yu hi tho khoa hc quc t: "Khi to ng lc tng trng mi: Tng cng liờn kt doanh nghip FDI ni a, i hc KTQD, Thỏng nm 2014 Footer Page 166 of 258 Header Page 167 of 258 149 DANH MC TI LIU THAM KHO TING VIT Anh Phng 2012 FDI úng gúp khong 3,7 t USD vo ngun thu ngõn sỏch [Trc tuyn] a ch: http://www.sggp.org.vn/dautukt/2013/3/314492/ [Truy cp: 08/03/2013] Bỏo cụng thng 2014 Xut khu: Nt trm bn nhc vui [Trc tuyn] a ch: baocongthuong.com.vn/xuat-nhap-khau/52414/xuat-khau-not-tramtrong-ban-nhac-vui.htm#.U32D6HZDi9g [Truy cp: 30/1/2014] B K hoch v u t (2012), D tho ỏn ỏnh giỏ thc trng u t trc tip nc ngoi v nh hng n nm 2020, H Ni B K hoch v u t (2013), K yu 25 nm u t trc tip nc ngoi Vit Nam, H Ni B K hoch v u t, UNIDO (2011), Bỏo cỏo u t cụng nghip Vit Nam 2011, H Ni Bựi Anh Tun, Phm Thỏi Hng (2004), u t trc tip nc ngoi: Cn cú mt cỏch tip cn thn trng hn, Tp Nghiờn cu Kinh t s 312, thỏng 5/2004 Bựi Huy Nhng (2006): Mt s bin phỏp thỳc y vic thc hin cỏc d ỏn FDI Vit Nam, Lun ỏn tin s, H Ni Bựi Thỳy Võn (2011), u t trc tip nc ngoi (FDI) vi vic chuyn dch c cu hng xut khu vựng ng bng Bc b, Lun ỏn tin s, H Ni CIEM v UNDP (2011), Bỏo cỏo kt qu kho sỏt v i mi cụng ngh ti cỏc doanh nghip cụng nghip Vit Nam, H Ni 10 o ỡnh Khoa 2011 Tp on KHKT Hng Hi Foxconn: Ly Vit Nam lm trung tõm ton cu [Trc tuyn] a http://baobacninh.com.vn/news_detail/72254/tap-doan-khkt-hong-hai%E2%80%93-foxconn-lay-viet-nam-lam-trung-tam-vuon-ra-toan-cau.html [Truy cp: 17/04/2012] Footer Page 167 of 258 ch: Header Page 168 of 258 150 11 inh Vn n v Nguyn Th Tu Anh (2008), Thc hin u t trc tip nc ngoi sau Vit Nam gia nhp WTO: Kt qu iu tra 140 doanh nghip cú u t nc ngoi, NXB Lao ng, H Ni 12 on Ngc Phỳc (2004), u t trc tip nc vo Vit Nam Thc trng, nhng t v trin vng, Tp Nghiờn cu kinh t, (s 315/2004) 13 Hong Vn Chõu (2010), Chớnh sỏch phỏt trin cụng nghip h tr Vit Nam n nm 2020, ti nghiờn cu khoa hc cp nh nc, Mó s: KX.01.22/06-10, H Ni 14 Kim Dung 2014 Nm 2013 hot ng xut nhp khu cú nhiu du n c bit [Trc tuyn] a ch: http://dangcongsan.vn/cpv/Modules/News/NewsDetail.aspx?co_id=28340759 &cn_id=633101 [Truy cp: 30/1/2014] 15 Lờ Quc Hi (2008), Lan ta cụng ngh t u t trc tip nc ngoi Vit Nam: c lng v kim nh ngnh cụng nghip ch bin Tp Kinh t Phỏt trin, s 135 (thỏng 9/2009), trang 16-19 16 Lờ Th Gii (2004), Mụi trng u t ca Vit Nam qua gúc nhỡn ca nh u t nc ngoi, Tp Kinh t v D bỏo, s 1/2004 17 Lờ Xuõn Bỏ, Nguyn Th Tu Anh, V Xuõn Nguyt Hng, Trn Ton Thng, Nguyn Mnh Hi (2006), Tỏc ng ca u t trc tip nc ngoi ti tng trng kinh t Vit Nam, NXB Khoa hc k thut, H Ni 18 Linh Chi 2014 Cụng nghip ụ tụ Vit Nam Vn cũn c hi? [Trc tuyn] a ch :http://dantri.com.vn/o-to-xe-may/cong-nghiep-o-to-viet-nam-vancon-co-hoi-845238.htm [Truy cp: 30/1/2014] 19 Minh Nhung 2014 10 im vt tri ca xut khu nm 2013 [Trc tuyn] a ch: http://baodautu.vn/10-diem-vuot-troi-cua-xuat-khau-nam-2013.html[Truycp: 20/1/2014] 20 Mutrap (2011), Bỏo cỏo: Tỏc ng ca cam kt m ca th trng WTO v cỏc hip nh thng mi t (FTA) n hot ng sn xut, thng mi ca Vit Nam v cỏc bin phỏp hon thin c ch iu hnh xut nhp khu ca B cụng thng giai on 2011-2015 [Trc tuyn] a ch: http://www.academia.edu/5796089/Bao_cao_c_a_mutrap 12/03/2012] Footer Page 168 of 258 [Truy cp: Header Page 169 of 258 151 21 Ngụ Thu H (2009), Chớnh sỏch thu hỳt u t nc ngoi ca Trung Quc v kh nng dng ti Vit Nam, Lun ỏn tin s, H Ni, 2009 22 Nguyn Bớch t, 2006, Khu vc kinh t cú u t nc ngoi nn kinh t th trng nh hng xó hi ch ngha Vit Nam, NXB Chớnh tr Quc gia, H Ni 23 Nguyn Huy Thỏm (1999), Kinh nghim thu hỳt u t nc ngoi cỏc nc ASEAN v dng vo Vit Nam, Lun ỏn tin s, H Ni 24 Nguyn Khc Minh (2009), u t trc tip nc ngoi v tng trng nng sut mt s ngnh ca cụng nghip ch tỏc Vit Nam 2000-2005 Tip cn bỏn tham s, NXB Khoa hc v K thut, H Nụi 25 Nguyn Kim Bo (1996), u t trc tip nc ngoi Trung Quc t nm 1979 n nay, Lun ỏn tin s, H Ni 26 Nguyn Mi (2003), Chớnh sỏch thu hỳt u t nc ngoi FDI ca Vit Nam: Thnh qu v vic hon thin chớnh sỏch Ti liu hi tho quc t v: Vit Nam gia nhp WTO : C hi v Thỏch thc, H Ni, 2003 27 Nguyn Quang Hng, Lờ Quc Hi (2009), Lan ta v hp th cụng ngh t doanh nghip cú u t trc tip nc ngoi sang doanh nghip Vit Nam: Thc trng v gii phỏp, NXB Thng kờ, H Ni 28 Nguyn Th Liờn Hoa (2002), Xõy dng mt l trỡnh u t thu hỳt u t trc tip nc ngoi ti Vit Nam, Tp Phỏt trin Kinh t, 9/2002 29 Nguyn Tin Long (2012), Tỏc ng ca u t trc tip nc ngoi ti chuyn dch c cu ca tnh Thỏi Nguyờn, NXB Lao ng, H Ni 30 Nguyn Trng Hi (2009), Vn dng mt s phng phỏp thng kờ phõn tớch hiu qu u t trc tip nc ngoi (FDI) ti Vit Nam, Lun ỏn tin s, H Ni, 2006 31 Phựng Xuõn Nh (2010), iu chnh chớnh sỏch u t trc tip nc ngoi Vit Nam tin trỡnh hi nhp kinh t quc t, NXB i hc quc gia H Ni 32 Tp ti chớnh 2014 Tỡnh hỡnh sn xut cụng nghip nm 2013 [Trc tuyn] a ch: http://www.tapchitaichinh.vn/Bao-cao-va-thong-ke-tai- chinh/Tinh-hinh-san-xuat-cong-nghiep-nam-2013/39052.tctc 30/1/2014] Footer Page 169 of 258 [Truy cp: Header Page 170 of 258 152 33 TinMoi.vn 2013 Cụng nghip in t Vit Nam: Lu m thng hiu ni a [Trc tuyn] a ch: http://www.tinmoi.vn/cong-nghiep-dien-tu-viet-nam-lumo-thuong-hieu-noi-dia-011284652.html [Truy cp: 01/02/2014] 34 Tng cc thng kờ, Niờn giỏm thng kờ (1990-2012), Nxb.Thng kờ, H Ni 35 Trn Ngc Thỡn (2010), Thỳc y xut khu hng húa ca khu vc cú u t nc ngoi Vit Nam, Lun ỏn tin s, H Ni 36 Trn Th t (2010), Tng trng kinh t thi k i mi Vit Nam, NXB i hc Kinh t quc dõn, H Ni 37 Trn Vn Nam (2005), Qun lý nh nc i vi cỏc doanh nghip cú u t nc ngoi, NXB Khoa hc v K thut, H Ni 38 T Quang Phng, Nguyn Bch Nguyt (Ch biờn) (2011), Giỏo trỡnh Kinh t u t, NXB i hc Kinh t Quc dõn 39 Tỳ Uyờn 2014 Samsung v chin lc thnh cụng Vit Nam [Trc tuyn] a ch: http://vneconomy.vn/20140225104358205P19C9915/samsung-va- chien-luoc-thanh-cong-o-viet-nam.htm [Truy cp: 30/01/2014] 40 UNDP (2007), Chin lc cụng nghip ca cỏc DN ln nht Vit Nam 41 VCCI (2011), Bỏo cỏo iu tra cng ng DN v cỏc hi nhp 42 Vin Nghiờn cu QLKT Trung ng (2011), Bỏo cỏo kt qu kho sỏt v i mi cụng ngh ti cỏc DN cụng nghip Vit Nam 43 Vin Nghiờn cu QLKT Trung ng (2013), ỏnh giỏ tng th tỡnh hỡnh kinh t xó hi Vit Nam sau nm gia nhp t chc thng mi th gii, NXB Ti chớnh, H Ni 44 Vit bỏo 2004 Nh mỏy sn xut linh kin Okaya VN bt u hot ng [Trc tuyn] a ch: http://vietbao.vn/O-to-xe-may/Nha-may-san-xuat-linhkien-Okaya-VN-bat-dau-hoat-dong/10881873/350/ [Truy cp: 17/04/2013] Footer Page 170 of 258 Header Page 171 of 258 153 TING ANH 45 Aitken, B and Harison A., (1993), Do Domestic Firms Benefit form Foreign Direct Investment? 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Evidence form Panel Data for Maroc", Journal of Development Economics, 42, 31-74 66 Jenkins, R., (1979), "The Export Performance of Multinational Corporations in Mexican Industries", Journal of Development Studies, 15, 89-107 67 Jo, Sung-Hwan, (1980), "Direct Private Investment, Macroeconomics and Industrial Development in Korea", Korea Development Institute, Seoul Footer Page 172 of 258 Header Page 173 of 258 155 68 Katrak, H., (1985), Imported Technology, Enterprise Size and R&D In a Newly Industrializing Countries: The Indian Experience, Oxford Bulletin of Economics and Statistics, 47, 213 30 69 Katrak, H., (1989), Imported Technology and R&D in a Newly Industrializing Countries: The Experience of Indian Enterprises, Journal of Development Economics, 31, 123 39 70 Katz, (1969), Production Functions, Foreign Investment and Growth, Amsterdam, North Holland 71 Kellar, V., (1977), "Impact of Private Foreign Investments in India, 1964-72: An Economic Analysis", in Charan Wadhwa (Ed.), Some Problems of Indias Ecnomic Policy, New Dehli, Tata McGraw Hill, 729-43 72 Kokko, A., (1994), "Technology, Market Characteristics and Spillovers", Journal of Development Economics, 43, 279-93 73 Kumar, N., (1986), Foreign Participation, Market Structure and Employee Compensation in Indian Manufacturing", Indian Journal of Industrial Relations, 21, 279-309 74 Kumar, N., (1987), Technology Imports and Local Research & Development in Indian Manufacturing, The Developing Economies, 25, 220-33 75 Kumar, N., (1990), Multinational Enterprises in India: Industrial Distribution, Characteristics and Performance, Rouledge, London & NewYork 76 Lall, S., and Mohammed S., (1983), "Foreign Ownership and Export Performance in the Large Corporate Sector of India", Journal of Development Studies, 20, 56-67 77 Lall, S., (1980), "Vertical Inter-firm-linkages in LDCs: An Empirical Study", Oxford Bulletin of Economics and Statistics, 42 (3), 203-206 78 Lall, S., (1983), Determinants of R&D in a LDC: The Indian Engineering Industry, Economic Letter, 13, 379 - 83 79 Lall, S., and Kumar R., (1981), "Firm Level Export Performance in an Inward Looking Economy: The Indian Engineering Industry", World Development, 9, 453-63 80 Lall, S., and Streeten P., (1977), Foreign Investments, Transnationals and Developing Countries, Macmillan, London Footer Page 173 of 258 Header Page 174 of 258 156 81 Lim, D., (1977), Do Foreign Companies Pay Higher Wages than their Local Counterparts in Malaysian Manufacturing?, Journal of Development Economics, 7, 55-66 82 Le, Quoc Hoi, (2008) Technology Spillovers from Foreign Direct Investment in Viet Nam: Horizontal or Vertical Spillovers VietNam Development Forum Hanoi Available at: http://www.vdf.org.vn/workingpapers/vdfwp085.pdf 83 Le, Thanh Thuy, (2007) Does Foreign Direct Investment Have an impact on the Growth in Labor Productivity of Vietnamese Domestic Firm? 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sn xut sn THP phm t rm, r v vt liu tt bn Sn xut giy v sn phm t giy Sn xut ging, t, bn, gh Cụng nghip ch bin, ch to khỏc Sa cha, bo dng v lp t mỏy múc v thit b Sn xut than cc, sn phm du m tinh ch Sn xut sn phm t cao su v plastic Sn xut sn phm t khoỏng phi kim loi khỏc TRUNG BèNH Sn xut kim loi Sn xut sn phm t kim loi ỳc sn (tr mỏy múc, thit b) In, chộp bn ghi cỏc loi Sn xut hoỏ cht v sn phm hoỏ cht Sn xut thuc, hoỏ dc v dc liu Sn xut sn phm in t, mỏy vi tớnh v sn phm quang hc Sn xut thit b in CAO Sn xut mỏy múc, thit b cha c phõn vo õu Sn xut xe cú ng c Sn xut phng tin ti khỏc Ngun: Da trờn Bỏo cỏo u t cụng nghip 2011, trang 138- theo nh ngha ca OECD) Footer Page 177 of 258 Header Page 178 of 258 160 Ph lc 3.2 Hi quy cho ton b ngnh cp trỡnh thp Bin ph thuc Lny3thap H s Sai s chun P-value S quan sỏt:126 S nhúm:18 Mụ hỡnh nh hng c nh Lnk3thap 0,2765 0,1475 0,064 Lnl3thap 0,4661 0,0983 0,000 Hori3thap 1,0387 0,5811 0,077 Back3thap -3.7781 1,6824 0,027 Forw3thap -2,4381 1,1817 0,042 Hng s 6,2051 1,7183 0,000 S quan sỏt:126 S nhúm:18 Mụ hỡnh nh hng ngu nhiờn Lnk3thap 0,8481 0,0820 0,000 Lnl3thap 0,2142 0,0669 0,494 Hori3thap -0,3772 0,3582 0,162 Back3thap 0,8302 1,3716 0,037 Forw3thap -0,2130 1,0848 0,002 Hng s 0,7063 0,7834 0,001 Kim nh Hausman Ngun: c lng t ngun s liu Footer Page 178 of 258 chi2(5) = 37,61 Prob>chi2 = 0.0000 Header Page 179 of 258 161 Ph lc 3.3 Hi quy cho ton b ngnh cp trỡnh trung bỡnh Bin ph thuc Lny3tb H s Sai s chun S quan sỏt:70 Mụ hỡnh nh hng c nh S nhúm:10 Lnk3tb 0,7272 0,1271 0,000 Lnl3tb 0,0669 0,0669 0,0322 Hori3tb -0,6816 0,4152 0,106 Back3tb -0,4411 0,1704 0,012 Forw3tb -2,0018 0,6821 0,005 Hng s 4,2587 1,8209 0,023 S quan sỏt:70 S nhúm:10 Mụ hỡnh nh hng ngu nhiờn Lnk3tb 0,7872 0,0900 0,000 Lnl3tb 0,0434 0,0635 0,494 Hori3tb -0,5916 0,4232 0,162 Back3tb -0,3412 0,1639 0,037 Forw3tb -2,1255 0,6853 0,002 Hng s 3,5455 1,0831 0,001 Kim nh Hausman Ngun: c lng t ngun s liu Footer Page 179 of 258 P-value chi2(5) = Prob>chi2 = 0,9897 0.0000 Header Page 180 of 258 162 Ph lc 3.4 Hi quy cho ton b ngnh cp trỡnh cao Bin ph thuc Lny3cao H s Sai s chun S quan sỏt:214 S nhúm:31 Mụ hỡnh nh hng c nh Lnk3cao 0,6417 0,0469 0,000 Lnl3cao 0,3291 0,0607 0,000 Hori3cao -0.1410 0,3115 0,651 Back3cao 0,8457 0,7048 0,232 Forw3cao -0,9806 0,5321 0,067 Hng s 2,6692 0,5191 0,000 S quan sỏt:214 S nhúm:31 Mụ hỡnh nh hng ngu nhiờn Lnk3cao 0,6822 0,0442 0,000 Lnl3cao 0,3451 0,0532 0,000 Hori3cao 0,2399 0,2388 0,315 Back3cao 0,8163 0,6652 0,220 Forw3cao -0,9232 0,5281 0,080 Hng s 1,8042 0,3815 0,000 Kim nh Hausman Ngun: c lng t ngun s liu Footer Page 180 of 258 P-value chi2(5) = 11,6 Prob>chi2 = 0,0407 ... sở lý luận vốn đầu tư trực tiếp nước mô hình đánh giá tác động vốn đầu tư trực tiếp nước tới ngành công nghiệp chế tác Chương 3: Thực trạng tác động vốn đầu tư trực tiếp nước tới ngành công nghiệp. .. TRẠNG TÁC ĐỘNG CỦA VỐN ĐẦU TƯ TRỰC TIẾP NƯỚC NGOÀI TỚI CÁC NGÀNH CÔNG NGHIỆP CHẾ TÁC Ở VIỆT NAM 56 3.1 Khái quát ngành công nghiệp chế tác Việt Nam 56 3.1.1 Ngành công nghiệp chế. .. CƠ SỞ LÝ LUẬN VỀ VỐN ĐẦU TƯ TRỰC TIẾP NƯỚC NGOÀI VÀ MÔ HÌNH ĐÁNH GIÁ TÁC ĐỘNG CỦA VỐN ĐẦU TƯ TRỰC TIẾP NƯỚC NGOÀI TỚI NGÀNH CÔNG NGHIỆP CHẾ TÁC 25 2.1 Lý luận chung vốn đầu tư trực tiếp nước